Facet
Financial planning for every facet of your life.
Financial Planning • CFP • Investing • Community • Financial Wellness
201 - 500
Compliance Analyst
May 11
Facet
Financial planning for every facet of your life.
Financial Planning • CFP • Investing • Community • Financial Wellness
201 - 500
Description
• Support all critical day to day compliance responsibilities • Partner with assigned business partners on compliance needs • Be a key point of contact in resolving member problems • Support regulatory filings and member agreements • Assist in onboarding new hires into compliance program • Build policies and procedures to meet business needs • Collaborate with compliance partners and outside resources
Requirements
• Bachelor’s degree or higher • 5+ years of compliance experience with a Registered Investment Advisor
Benefits
• medical, dental, and vision insurance • 401(k) with employer match • short and long term disability coverage (paid by Facet) • life insurance options • Certification reimbursement program • Flexible PTO • Equity
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