SOX Auditor – IT Controls Manager

🕒 Maio 8

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Kraken Digital Asset Exchange

SiteLinkedInTodas as Vagas

1001 - 5000 funcionários

Fundada em 2011

₿ Cripto

💸 Finanças

💳 Fintech

Crypto • Finance • Fintech

Kraken Digital Asset Exchange é uma plataforma de criptomoedas que facilita a compra e venda de mais de 200 criptomoedas, incluindo Bitcoin, Ethereum e muitas outras. Fundada em 2011, a Kraken oferece um conjunto abrangente de recursos para traders iniciantes e avançados, como interfaces avançadas de trading e negociação com margem. A plataforma enfatiza segurança líder do setor, alta liquidez e suporte ao cliente 24/7, tornando-se uma escolha confiável para usuários no mundo todo. A Kraken atende tanto investidores individuais quanto clientes institucionais, oferecendo serviços como negociação de balcão (OTC) e custódia. A empresa é comprometida com a transparência por meio de sua prova de reservas e de valores orientados pela missão. A Kraken opera globalmente, atendendo clientes em mais de 190 países, com volume de negociação trimestral superior a US$ 207 bilhões. No entanto, os usuários devem estar cientes do alto risco dos investimentos em criptomoedas e da falta de regulamentação em algumas jurisdições.

Descrição

• Lead the execution of independent testing of IT General Controls (ITGCs) across key control domains: access management, change management, and system operations. • Evaluate the design and operating effectiveness of IT controls across in-scope applications and infrastructure, including systems that support blockchain-native operations, digital asset custody, and crypto trading platforms. Document testing procedures and results to meet Internal Audit and external auditor quality standards. • Identify new systems, applications, or process changes that emerge during testing and assess their SOX implications in coordination with the SOX Compliance team. • Build and maintain testing programs, templates, and workpapers that create a repeatable, scalable foundation for IT SOX testing. • Identify opportunities to leverage AI-enabled workflows and data analytics to improve testing coverage and efficiency across IT control domains. • Independently validate the remediation of open SOX findings, including material weaknesses and significant deficiencies, across ITGC control areas. • Evaluate control deficiencies by performing root cause analysis and assessing the severity and pervasiveness of exceptions to inform deficiency classification. • Assess whether management’s remediation actions are adequately designed and operating effectively before closing findings. • Track remediation progress, escalate delays or gaps, and report status to Internal Audit leadership and the Audit Committee as required. • Coordinate with the SOX Compliance team to ensure alignment on remediation expectations, timelines, and evidence requirements. • Serve as a trusted Internal Audit point of contact for IT control owners across Engineering, Infrastructure, Security, and IT Operations. Bridge the gap between audit methodology and engineering culture — these teams speak a different language than accountants, and you need to be fluent in both. • Contribute to Internal Audit reporting to the Audit Committee, external auditor, and senior leadership on IT SOX testing coverage, findings, and remediation status. • Partner with the business process SOX tester and co-sourced resources to ensure coordinated testing coverage across the full SOX program.

🎯 Requisitos

• 8+ years of experience in IT audit, internal audit, external audit, or SOX compliance, with significant exposure to IT general controls testing. • Experience in crypto, fintech, payments, or technology-intensive environments with complex, rapidly evolving infrastructure. • CISA and CPA certifications required. Candidates with one certification who are actively pursuing the other will be considered. • Strong knowledge of ITGC frameworks, SOX compliance requirements, COSO, COBIT, and PCAOB auditing standards as they apply to IT controls. • Hands-on experience testing ITGCs across access management, change management, and system operations. • Technical fluency with enterprise technology environments — you don’t need to be an engineer, but you need to understand how systems, databases, and deployment pipelines work to effectively test the controls around them. • Understanding of how IT controls underpin the reliability of financial reporting — you can connect an ITGC failure to its downstream impact on business process controls and the financial statements. • Experience working with or alongside external auditors (Big 4 preferred) on SOX engagements. • Experience operating across multi-entity structures or multiple jurisdictions. • Effective communicator who can translate technical IT audit findings for control owners, engineering teams, senior leadership, and external stakeholders.

🏖️ Benefícios

• Flexible work arrangements • Professional development opportunities