Financial Crimes Quality Assurance Analyst

🕒 Junho 2

🌵 Arizona, Kentucky, +4 estados a mais – Remoto

🌵 Arizona – Remote 🐎 Kentucky – Remote 🚗 Michigan – Remote 🔔 Pennsylvania – Remote 🗿 South Dakota – Remote 🎸 Tennessee – Remote

💵 $43.000 - $70.000 / ano

⏰ Tempo Integral

🟡 Pleno

🟠 Sênior

🔧 Engenheiro de QA (Qualidade de Software)

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Pathward

SiteLinkedInTodas as Vagas

1001 - 5000 funcionários

🏦 Bancário

💸 Finanças

💳 Fintech

Banking • Finance • Fintech

A Pathward é uma instituição financeira registrada federalmente que fornece uma infraestrutura bancária robusta, recursos tecnológicos comprovados por parceiros e colaboração dinâmica para auxiliar parceiros terceiros a oferecer programas bancários que atendam às demandas dos clientes. A empresa foca em fornecer uma variedade de soluções financeiras, incluindo emissão, aquisição, pagamentos digitais, soluções de crédito e soluções fiscais profissionais, entre outras. Além disso, a Pathward apoia o financiamento comercial através de capital de giro, financiamento de equipamentos, financiamentos estruturados e financiamento de prêmios de seguros. Comprometida com a inclusão financeira, a Pathward promove acesso e inovação financeira por meio de parcerias estratégicas, incluindo esforços para apoiar o crescimento de empréstimos para energias renováveis.

Descrição

• Perform detailed QA reviews of 2LoD casework, memos, and decisions to evaluate: • Accuracy and completeness • Appropriateness of risk-based judgments • Alignment with internal standards and regulatory expectations • Evaluate the quality of 2LoD oversight, including whether issues are appropriately identified, escalated, and resolved • Identify inconsistencies in decision-making and gaps in challenge or governance • Conduct horizontal reviews across 2LoD outputs to identify: • Systemic weaknesses in oversight practices • Trends in ineffective challenge or missed escalation opportunities • Inconsistencies in policy interpretation • Develop insights into emerging risks and control blind spots within 2LoD • Assist with the development and maintenance of QA methodologies specific to 2LoD activities, including: • Test scripts tailored to oversight and challenge functions • Defect taxonomy focused on governance, escalation, and decision quality • Scoring frameworks to assess effectiveness of 2LoD outputs • Ensure clear differentiation between 1LoD execution errors and 2LoD oversight deficiencies • Document QA findings with clear articulation of: • Gaps in 2LoD oversight, challenge, or governance • Root cause and impact on risk management effectiveness • Assign severity ratings based on risk exposure and regulatory implications • Track and validate remediation of identified issues within Compliance • Provide independent challenge within the 2LoD function, ensuring high standards of oversight and accountability • Support regulatory exams by demonstrating the effectiveness and rigor of 2LoD oversight and QA practices • Identify opportunities to enhance 2LoD QA through: • Standardization of oversight practices • Enhanced documentation and governance protocols • Use of data analytics to identify anomalies or inconsistencies in 2LoD outputs

🎯 Requisitos

• Bachelor’s degree in Finance, Business, Risk Management, or related field • 3–7+ years of experience in Financial Crimes (AML, Sanctions, Fraud), with direct experience in: • 2LoD Compliance / Financial Crimes oversight, or • Quality Assurance / Testing of Financial Crimes functions • Strong knowledge of: • BSA/AML and sanctions regulatory expectations • 2LoD roles and responsibilities within a three lines of defense model • Financial crime risk management frameworks and governance practices • Experience reviewing complex financial crime cases and providing oversight or challenge • Strong analytical and judgment skills

🏖️ Benefícios

• health insurance • 401(k) retirement benefits • life insurance • disability benefits • paid time off • annual performance-based incentive opportunity