Broker Dealer and Investment Advisor – Lending Manager

Vaga não está no LinkedIn

🕒 Março 10

❄️ Minnesota – Remoto

❄️ Minnesota – Remote

💵 $114.731 - $155.224 / ano

⏰ Tempo Integral

🟠 Sênior

🔴 Especialista

💸 Planejamento e Análise Financeira (FP&A)

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Thrivent

SiteLinkedInTodas as Vagas

5001 - 10000 funcionários

Fundada em 1922

🏦 Bancário

💸 Finanças

Banking • Finance • Insurance

A Thrivent é uma organização de serviços financeiros holísticos que fornece consultoria, investimentos, seguros, serviços bancários e programas de generosidade. Com a missão de reinventar os serviços financeiros, a Thrivent ajuda indivíduos e comunidades a prosperarem, encarando o dinheiro como uma ferramenta e não como um objetivo. Atendendo a mais de 2 milhões de clientes, a Thrivent se dedica a ajudá-los a construir seu futuro financeiro enquanto vivem vidas significativas. A empresa está comprometida com a diversidade, equidade e inclusão, proporcionando remuneração competitiva, oportunidades de crescimento profissional e programas para amplificar a generosidade e o impacto. Como líder reconhecida em práticas financeiras éticas, a Thrivent foi nomeada uma das "Empresas Mais Éticas do Mundo" pelo Instituto Ethisphere e está incluída na lista da Forbes das Melhores Seguradoras da América.

Descrição

• Design, oversee, and enhance advisor lending programs including recruiting, retention, transition, and succession loans • Establish governance, policies, approval frameworks, and controls Align lending programs with firm strategy and risk appetite • Serve as primary liaison with Legal and Compliance • Ensure compliance with applicable federal, state and self-regulatory organization rules and regulations related to lending, including FINRA Rule 3240 • Lead audit and exam preparation related to lending programs • Monitor regulatory changes and recommend program updates • Oversee underwriting standards and credit reviews • Monitor loan portfolio health, concentrations, and repayment performance • Lead escalation, remediation, and recovery efforts • Ensure effective loan administration, documentation, and controls • Partner with Finance on accounting, accruals, reserves, and write-offs • Drive operational efficiency and scalability • Act as a trusted advisor to leadership and field management • Support recruiting and retention strategies • Communicate clearly with advisors regarding loan terms and obligations • Provide executive-level reporting on loan balances, risk, and ROI • Deliver insights to support strategic decision-making

🎯 Requisitos

• Bachelor’s degree in Finance, Business, Accounting, or related field • 8+ years of experience in broker-dealer finance, operations, risk, compliance, or advisor lending • Strong knowledge of FINRA rules and broker-dealer and investment advisor regulatory frameworks • Experience influencing senior leaders • FINRA Series 7, and 24 or 27 required or obtained within 90 days of hire/transfer • Strong independent judgment and risk management capability • Executive communication and stakeholder management skills • High attention to detail with strategic perspective • Ability to operate effectively in a regulated environment

🏖️ Benefícios

• various bonuses (including, for example, annual or long-term incentives) • medical, dental, and vision insurance • health savings account • flexible spending account • 401k • pension • life and accidental death and dismemberment insurance • disability insurance • supplemental protection insurance • 20 days of Paid Time Off each year • Sick and Safe Time • 10 paid company holidays • Volunteer Time Off • paid parental leave • EAP • well-being benefits • other employee benefits