Senior BaaS Compliance Analyst

June 22

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Lead Bank

Member FDIC | Equal Housing Lender | NMLS#635532

Commercial Lending • Business Lending • Business Advisory • Strategic Financial Solutions

51 - 200

💰 $30M Debt Financing on 2021-03


• The Senior Compliance Banking as a Service (“BaaS”) Analyst will be responsible for assisting the BaaS Regulatory Compliance Manager in the delivery of the Compliance Management System (CMS) • Conducting day-to-day due diligence, monitoring and review related to the bank’s lending, deposit, and operational activities as it relates to the Bank’s Banking as a Service (BaaS) fintech partner programs • Conducting transaction and account-level/loan-level testing for adherence to applicable (Fintech partner) control requirements on a scheduled and/or ad hoc basis • Assisting the business unit/Fintech partner in the development of action plans and corrective action associated with monitoring/review findings, as necessary • Developing effective working relationships with department employees, other business units, and Fintech partners • Supporting resource to the business units for questions related to consumer protection laws and regulations • Contributing to the completion of annual compliance risk assessments for the bank and BaaS partners, as needed • Assisting in the coordination of, and preparation for, regulatory agency exams, and external audits/reviews • Participating in bank initiatives and projects to ensure compliance with federal, state, and local laws and regulations • Demonstrating the values of Lead Bank and setting a personal example for team members to follow


• Minimum 5+ years of banking experience • Knowledge of applicable federal and state laws, regulations and guidance, including, but not limited to Reg E, TILA, ECOA, FCRA, SCRA/MLA, Regulation CC, TISA, and other federal consumer protection legislation and regulations • Exceptional communication skills • Ability to make judgements based on information provided • Ability to work and complete tasks with minimal direct supervision • Eager to learn and achieve proficiency • Curious, have humility, are open to learning and approach your work with a growth mindset • Thrive working in a fluid environment with high autonomy • Love to collaborate to get to the best, most efficient outcome • Embody the growth mindset and bring a self-driven and self-starter mentality to your work


• Competitive compensation, including opportunities for equity grants and cash bonus, based on experience, geographic location, and role • Medical, Dental, Vision, Life, 401k Matching, and other wellness benefits, including FSA, HSA and HRA • Paid parental leave • Flexible vacation policy, including PTO and paid holidays • A fun and challenging team environment in a dynamic industry with ample opportunities for career growth

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