Search  4 jobs from 3 companies hiring remote junior risk & compliance managers in argentina.

Risk & Compliance

Kraken, the trusted and secure digital asset exchange, is on a mission to accelerate the adoption of cryptocurrency so that you and the rest of the world can achieve financial freedom and inclusion.

Our 3,400+ Krakenites are a world-class team ranging from the crypto-curious to industry experts, united by our desire to discover and unlock the potential of crypto and blockchain technology. As a fully remote company, we already have Krakenites in 70+ countries (speaking 50+ languages). We're one of the most diverse organizations on the planet and this remains key to our values. 

We continue to lead the industry with new product advancements like Kraken NFT, on- and off-chain staking and instant bitcoin transfers via the Lightning Network.

Become a Krakenite and enable the future crypto economy!

Kraken Digital Asset Exchange

The compliance associate will join the Kraken Financial team to bridge the gap between digital assets and traditional financial services. They will be responsible for conducting customer risk assessments, performing high-risk reviews, and supporting a BSA program compliant with state and federal regulations. The ideal candidate should have experience with US customer due diligence rules, enhanced due diligence processes, and customer risk assessment. They should be self-motivated with a background in regulatory compliance in traditional financial services, fintech, or non-bank financial services. The candidate should be able to communicate effectively between multiple teams in the organization.

Compliance Associate

Alpaca builds an API-first stock and crypto brokerage platform. Trade with algorithms, connect with apps, and build services with our easy to use APIs

 *Securities by Alpaca Securities LLC, Cryptocurrencies by Alpaca Crypto LLC (alpaca.markets)*

Alpaca

As the Compliance Associate II, you’ll partner with the Chief Compliance Officer of Alpaca Securities LLC to support the compliance operations of Alpaca Securities, LLC. The role will assist with further development and managing all of the compliance, policies and procedures, and keeping the firm’s and employees registrations and regulatory filings up to date for a global technology and financial services company. The Compliance Department team is 100% distributed and remote. This role will be reporting directly to the Chief Compliance Officer.

Key Responsibilities:
• Review escalations of daily trading activity, identifying and investigating any suspicious or non-compliant behavior.
• Review and approve advertising materials, ensuring compliance with FINRA regulations and internal policies.
• Assist in the preparation and submission of required regulatory filings and reports.
• Responsible for handling FINRA Rule 4530 matters in a timely and professional manner, collaborating with relevant departments to address and rectify issues.
• Monitor internal correspondence, including emails and communications, to identify any potential compliance violations or risks.
• Perform special projects at the request of the Chief Compliance Officer or AMLCO
• Respond to inquiries and/or refer inquiries to the appropriate department or person and exhibit the necessary follow-through with customers and/or staff involved.
• Collaborate with cross-functional teams to implement compliance policies, procedures, and controls.
• Stay up-to-date with industry regulations and developments, and recommend adjustments to compliance processes as needed.

Our global Compliance team is redefining how compliance should be done - we challenge the norms and practices of the incumbent industry participants to identify ways to make Compliance at Kraken a competitive advantage. In this role, you will be the driving force that spearheads collaboration between the Compliance team and all of Kraken’s product stakeholders around the globe to develop defensible compliance strategies for product expansion globally and deliver world class integration solutions that are highly scalable and highly effective. You will be working with the Product, Corporate Development, Legal, Finance, and Regional Compliance teams. The ideal candidate will be a crypto-native compliance professional with strong product and industry knowledge, and based in Europe.

Principal Compliance Associate - Strategic Initiatives

dLocal powers local payments in emerging markets connecting global enterprise merchants with billions of emerging market consumers across APAC, Latin America, and Africa. Global companies can receive payments, send pay-outs and settle funds globally without the need to manage separate pay-in and payout processors, set up numerous local entities, and integrate multiple acquirers and payment methods in each market. Learn more at https://dlocal.com

dLocal

• Responsible for establishing key partnerships with internal teams to implement and maintain an effective and efficient set of Internal Controls, implementing the strategic vision of the area.
• Contributing to an adequate internal control environment, including execution, and reporting based on defined planning and scoping.
• Coordinating and performing design and effectiveness assessments, identifying opportunities for improvement to strengthen the internal control environment.
• Providing recommendations on the control design, and documentation requirements. Evaluating impacts to control the environment from new processes, products, implementation of systems, applications, changes to organizational structures, or any other significant changes.
• Evaluating, monitoring, and reporting control deficiencies, including coordinating with management to ensure timely remediation of deficiencies.
• Liaising with External Auditors in relation to internal control changes and control deficiencies.
• Building effective working relationships and trust with other collaborators across the organization.

Internal Audit Associate - Argentina (Remote)

Search  4 jobs from 3 companies hiring remote junior risk & compliance managers in argentina.. Internal Audit Associate - Argentina (Remote)

Remote Junior Risk & Compliance Jobs in Argentina

Search 4 jobs from 3 companies hiring remote junior risk & compliance managers in argentina.

Compliance Associate

Kraken Digital Asset Exchange

Compliance Associate

Alpaca

Principal Compliance Associate - Strategic Initiatives

Kraken Digital Asset Exchange

Internal Audit Associate - Argentina (Remote)

dLocal