Search  53 jobs from 26 companies hiring remote risk & compliance managers in the united kingdom.

Risk & Compliance

We are MoonPay. Architects of the future, inventors, artists, and authors of innovation.

Our vision? To unlock digital ownership for everyone. We are onboarding the world to web3, where people can own and control their digital identity, data, property, and money.

MoonPay is the world’s leading web3 infrastructure company. We provide end-to-end solutions for payments, enterprise-scale smart contract development, and digital asset management. Many of the world's most iconic brands rely on MoonPay to power their web3 strategies and ideas.

Now boarding the next generation of leaders. Come help us build what's next.

MoonPay

• Lead MoonPay’s fraud and payments risk program by setting and operationalizing the organization’s strategy through collaboration with internal stakeholders and third party partners
• Serve as the directly responsible individual across a diverse set of stakeholders, setting and holding accountability for data-driven goal setting and execution
• Set the standard as a core operator, fully understanding the end-to-end customer journey and achieving a key balance between user safety and experience
• Collaborate with Product, Engineering, Data and Design in providing business requirements for risk products focused on prevention, detection and response
• Develop and implement fraud/risk rules and strategies to improve fraud detection accuracy with maximum automation
• Partner with risk management through joint development of fraud policies, procedures and controls to ensure compliance with third party fraud programs and to create new standards for the web3 industry as a whole
• Ongoing identification and mitigation of risks related to the organization’s technology, financial operations, and compliance obligations.
• Work with the data team to develop models, evaluate and improve performance by identifying data gaps or new variables
• Establish and maintain relationships with external fraud and risk management vendors, including card acquirers, banks and card networks

Director, Fraud and Payments Risk

At Monzo, we’re building a new kind of bank. One that lives on your smartphone and built for the way you live today. By solving your problems, treating you fairly and being totally transparent, we believe we can make banking better.

Monzo Bank

• Monzo is increasingly working with 3rd parties to support its growing aspirations. You’ll be responsible for leading a team that identifies, highlights and manages risks that emerge with all of our 3rd parties ranging from technology vendors to strategic partners. You will partner closely with our collectives to effectively onboard, manage and offboard their third parties across the full lifecycle. We are a technology led organisation so you will be focused on Operational, Information Security, Business Continuity and Resilience risks. We have the foundations in place, and the right candidate will help take this effort to the next level.
• Day to day activities will include working collaboratively with business teams to mature our existing frameworks and policies and ensuring that Monzo has an accurate view of risk across its third party landscape. You’ll lead remediation plans and report information to relevant executive stakeholders and committees. In addition you’ll support a number of projects ranging from new products, audit findings and business change programmes.
• Develop and implement a comprehensive risk management strategy for third-party relationships. Build and maintain strong management information, governance, policies and procedures. Regularly report to senior management on the status of third-party relationships and risk mitigation plans. Collaborate with key stakeholders, including Legal, Compliance, Procurement, 1LOD and Information Security and align risk management practices with business goals. Oversee and improve the process for onboarding new vendors or new projects assessing potential risks associated with each vendor and evaluate their compliance with industry standards and regulatory requirements. Ensure that Monzo third party relationships and projects are compliant with law, regulation and industry standards Establish performance metrics and key performance indicators to monitor effectiveness of third party risk management activities reporting at Collective and bank wide. Deliver training and workshops to those involved in managing third-party relationships, continuously improving their understanding of risk management principles and best practices. Build and embed a culture of awareness and continuous improvement within the third-party risk management function.

Head of Third Party Risk

• Working closely with Governance and Compliance Manager and Head of Information Security • Being the primary point of contact for client information security questionnaires • Supporting 3rd party supplier activities • Fostering a culture of continuous security training and upskilling • Identifying, assessing, and prioritizing information and data governance risks and issues • Supporting security governance measures and policies for AWS cloud security

Senior Governance, Risk and Compliance Analyst

Sysco is the global leader in selling, marketing and distributing food products to restaurants, healthcare and educational facilities, lodging establishments and other customers who prepare meals away from home. Its family of products also includes equipment and supplies for the foodservice and hospitality industries. With more than 71,000 colleagues, the company operates 333 distribution facilities worldwide and serves more than 700,000 customer locations. For fiscal 2022 that ended July 3, 2022, the company generated sales of more than $68 billion. Information about our CSR program, including Sysco’s 2021 Corporate Social Responsibility Report, can be found at sysco.com/csr2021report.

Sysco

• Plan, perform and complete all aspects of an audit assignment
• Contribute to successful completion of projects
• Drive delivery of the approved audit plan
• Communicate identified deficiencies, root cause and recommendations
• Engage closely with a wide range of stakeholders
• Use data analytics tools to drive efficiencies
• Exhibit flexibility and ingenuity when performing reviews
• Perform SOX controls testing
• Ensure all SOX deliverables and deadlines are met

Senior Auditor

At Quadcode we build brokerage platforms from scratch. Go live in six weeks with an award-winning turnkey brokerage solution. Get yourself on the fast track.

Quadcode SaaS gives you a quick way into the brokerage business without having to develop any part of the software. We can provide you with a modular solution that is customizable according to your business goals and existing infrastructure. Our package already includes everything you need to lift off: from trade room to billing, KYC/AML/Compliance, CRM & Affiliate modules, Client Support and many more. Contact us to get your fully-packed broker ready in 6 weeks. 

Quadcode is an international IT company developing software for trading and investment. Our clients are international broker firms and financial organizations, and our products and developments are used by 50 million people in 218 countries. Our team includes 800 professionals working from offices in Cyprus, Gibraltar, the UK, Australia, and UAE.

Quadcode SaaS

• Payment Fraud Detection: Utilize advanced tools and techniques to proactively identify and prevent fraudulent transactions within our payment systems;
• Documentation: Maintain detailed records of fraud cases, investigations, and resolutions, ensuring compliance with legal and company standards;
• Communication: Collaborate with cross-functional teams, including Customer Support and IT, to resolve fraud-related issues and improve payment security.

Payment Antifraud Specialist

Zego is a commercial motor insurance provider that powers opportunities for businesses, from entire fleets of vehicles to self-employed drivers and riders. It combines best-in-class technology with sophisticated data sources to offer insurance products that save businesses time and money.Since its inception, Zego has believed that the problem with traditional insurance is that it holds businesses back. It’s too expensive and time consuming, and it no longer suits businesses who use vehicles to earn money. Zego’s products represent a solution to this problem for businesses based across the UK, Europe and beyond.So far, Zego has raised over $200 million in funding and was the first UK insurtech to be valued at over $1 billion. It was also the first to be awarded its own insurance license and recently won Tech Company of the Year 2020.

Zego

• Develop and implement software solutions
• Collaborate with cross-functional teams
• Maintain and update systems

Risk and Compliance Manager

The UK’s leading health and social care software and services companySystem C specialises in providing the health and social care sectors with robust, modern IT solutions; exceptional systems implementation expertise; and practicable, innovative consultancy services.A British company founded in 1983, we have built up years of experience and expertise in nearly every aspect of UK health and social care IT. We understand our customers’ needs and priorities. Our products are designed specifically to meet the needs of the NHS, social service authorities and social care providers.     Our solutionsWe stand out for the breadth of our product range, with market-leading IT solutions for both the NHS and social care providers. This means we are uniquely placed to deliver the government vision of a modern model of integrated care.Our solutions are easy to use and help care professionals deliver real improvements in efficiency and the quality of care. Our Medway suite of clinical and care management systems is being used across 40 hospitals in the NHS and by the private sector.Through our subsidiary company Liquidlogic, we provide multi-agency health and social care solutions to enable collaborative working across the care services. We also have a team of experienced services staff, with unrivalled deployment expertise.  Passionate and committedEverything we do at System C is driven by a single aim: to help care professionals, support staff and managers improve care.

System C Healthcare

• Develop and implement new software applications
• Maintain and enhance existing software systems
• Collaborate with cross-functional teams to design, develop, and test software solutions
• Debug and resolve software defects
• Participate in code reviews and provide feedback
• Stay up-to-date with industry trends and technologies

Audit and Compliance Officer

Kraken, the trusted and secure digital asset exchange, is on a mission to accelerate the adoption of cryptocurrency so that you and the rest of the world can achieve financial freedom and inclusion.

Our 3,400+ Krakenites are a world-class team ranging from the crypto-curious to industry experts, united by our desire to discover and unlock the potential of crypto and blockchain technology. As a fully remote company, we already have Krakenites in 70+ countries (speaking 50+ languages). We're one of the most diverse organizations on the planet and this remains key to our values. 

We continue to lead the industry with new product advancements like Kraken NFT, on- and off-chain staking and instant bitcoin transfers via the Lightning Network.

Become a Krakenite and enable the future crypto economy!

Kraken Digital Asset Exchange

The compliance associate will join the Kraken Financial team to bridge the gap between digital assets and traditional financial services. They will be responsible for conducting customer risk assessments, performing high-risk reviews, and supporting a BSA program compliant with state and federal regulations. The ideal candidate should have experience with US customer due diligence rules, enhanced due diligence processes, and customer risk assessment. They should be self-motivated with a background in regulatory compliance in traditional financial services, fintech, or non-bank financial services. The candidate should be able to communicate effectively between multiple teams in the organization.

Compliance Associate

We are Shift and we are an on-your-schedule logistics service moving anything for both businesses and consumers. Whether that be delivery to customer, collection of returns, moving stock or home furniture Shift are on hand to flex with your demand.

We use a network of independent drivers and fleets and we use intelligent algorithms to find the best-suited driver from a pool of thousands. This means that Shift is the only company that can offer an easy service on your schedule at disruptor level prices, whatever you’re moving.

Shift

• Collaborate with cross-functional teams to design, develop, and implement software solutions
• Write clean, scalable, and efficient code
• Participate in code reviews and technical discussions
• Troubleshoot and debug issues in production environments
• Stay up-to-date with industry trends and best practices

Marketplace Training and Compliance Manager

Dentons is the world's largest law firm, delivering quality and value to clients around the globe. Dentons is a leader on the Acritas Global Elite Brand Index, a BTI Client Service 30 Award winner and recognized by prominent business and legal publications for its innovations in client service, including founding Dentons Global Advisors. Dentons' polycentric approach and world-class talent challenge the status quo to advance client interests in the communities in which we live and work.  www.dentons.com

Dentons

• Responsible for managing a team of software developers
• Developing and maintaining software applications
• Collaborating with stakeholders to gather requirements and deliver software solutions
• Conducting code reviews and providing technical guidance
• Ensuring software quality through testing and debugging

Conflicts & Risk Analyst

• Design and develop innovative web applications
• Collaborate with cross-functional teams
• Implement UI/UX designs
• Troubleshoot and debug

token.com is the fun and simple way to discover tokens and begin your cryptocurrency journey. We are the token pioneers behind the world’s first crypto VISA debit card, Monolith and believe that blockchain-based crypto tokens will be transformative for millions of people globally. Our mission is to introduce the world to the limitless possibilities of the token economy

token.com

•30 minute google meets call with our Talent Specialist
•1 hour google meets with our Chief Commercial Officer
•Online presentation of a case study to our CCO and our Chief Financial Officer
•Final google meets call with our Co-Founder

Global Head of Compliance

We’re a rapidly growing business but one thing that’s never changed is our commitment to always keep things human.From a pub in Henley back in ‘96, to an award-winning, FTSE 250 business – we’ve come a long way. For the last 25 years we’ve been helping people spend more time doing the things that really matter by taking care of the fiddly bits – like utilities. We take pride in delivering a product that is simple yet powerful, all with a personal touch.We’ve been on quite the journey. And it’s only just begun.

Utility Warehouse

• Lead a team of Quality & Compliance analysts to ensure department objectives are achieved within agreed timescales and meet a defined standard, offering operational support where required
• Team engagement and success, considering performance and length of service.
• Setting clear and defined expectations through monthly 1-1s & coaching supporting team development
• Maintain working knowledge of our regulatory obligations, business processes, and department adjustments to ensure appropriate and required monitoring is fulfilled by team members
• Provide accurate, clear and concise feedback to individuals, teams and departments as necessary, noting trends and solutions
• Complete 2LoD monitoring and analysis on work completed by the team
• Host department calibration sessions to ensure understanding and consistency
• Support the team to produce meaningful and actionable insights and recommendations to highlight areas of business need, risk and opportunities for improvement being an advocate for change
• Oversee the review of customer accounts to determine whether moving a customer to prepayment involuntarily is appropriate based on the customers' circumstances
• Maintain detailed knowledge of the debt process up to and including Prepayment Meter fit or mode switch
• Maintain a detailed awareness of areas of customer vulnerability to be able to judge when a Prepayment Meter fit may be unsafe or unfair for customers
• Be a subject matter expert for the Prepayment Meter install process / Code of conduct in order to advise and coach team members while remaining independent from the Payment Solutions Team.
• Be prepared to handle incoming calls for edge cases, and flexible to adapt to operational hours ensuring support is available as a priority at all times
• Advise and decide on “edge cases” as the Welfare Officer in order to ensure the safeguarding of consumer protection.
• Report on the outcome of assessment activity, highlight risk areas and propose suggested areas for improvement with records retained for audit purposes
• Experience leading a team, delivering strong results, working within a regulated environment with a good understanding of risk
• Experience working within a framework of governance and control
• Experience working with vulnerable customers with a good understanding of our duty of care
• Experience of quality assurance supporting a contact centre, working in the energy industry, working knowledge of the debt process or working knowledge of the code of conduct around Prepayment Meters would be advantageous
• Confidence, to constructively challenge instances where we should not proceed with switching
• Decision-making and assessing skills: With a focus on working within process parameters and regulatory boundaries
• The ability to drive results through others, and good influencing / persuasion skills
• Excellent listening, comprehension, and analytical skills with high attention to detail
• Strong communication skills with the ability to write reports

Quality & Compliance Team Leader / Welfare Officer

• Joining the Banking Partner Relationship team in Compliance
• Enhancing relationships with existing and new banking partners
• Multitasking and prioritization
• Cross-functional communication
• Completing daily requests presented by banking partners
• Collaborating with a global team
• Meeting deadlines in a fast-paced environment
• Being part of an innovative and high-impact team in the crypto industry

Compliance Associate - EEA

• Be responsible for the ongoing compliance of the firm with all applicable regulatory requirements
• Build and manage a small team
• Ensure regulatory compliance in activities under MiFID, MiFIR, MAR, SMCR, and UK crypto asset regulatory frameworks
• Monitor internal and external business, regulatory, and technology environments
• Submit regulatory reports/ad hoc filings and oversee transaction reporting
• Develop and maintain a relationship with the relevant local regulatory authority
• Provide internal training

Compliance Officer, Crypto Facilities

We’re reinventing credit by putting the customer in control, for better financial health and peace of mind. 

Tymit

• Develop and implement new features and functionality
• Maintain and improve existing codebase
• Collaborate with cross-functional teams to define, design, and ship new features
• Participate in code reviews
• Maintain code documentation
• Debug and fix defects

Compliance Officer - FinTech - Remote UK

• Working closely with the audit director to develop and execute a flexible audit plan
• Delivering end to end audits
• Building trusting and open relationships with auditees
• Embedding the use of data as part of core audit processes
• Proactively helping with ad-hoc audit related tasks

Internal Audit Manager - Operations and People

• Fraud Investigator role in Financial Services
• Gather evidence from flagged transaction data
• Investigate suspicious transactions with empathy and attention to detail
• Reassure and support customers through the process
• Independently make decisions on cases up to £5,000.00
• Collaboratively make decisions on cases up to £10,000.00
• Triaging cases with a value over £10,000.00
• Review limit increase requests
• Submit accounts for closure
• Safeguard compromised accounts
• Provide fraud victims with advice and support
• Complete post-investigation activity
• Shifts: Monday to Friday 9am - 6pm, 1 in 12 weeks on 1pm - 10pm, 1 in 3 weekend rotation

Fraud Prevention Investigator

• Leading a team of fraud analysts based in North America
• Responsible for staffing and operational delivery
• Ownership of processes and routines
• Drive improvements
• Train and develop reports
• Oversee and coordinate QA management
• Daily, weekly, and monthly reporting

Fraud Team Lead

Alpaca builds an API-first stock and crypto brokerage platform. Trade with algorithms, connect with apps, and build services with our easy to use APIs

 *Securities by Alpaca Securities LLC, Cryptocurrencies by Alpaca Crypto LLC (alpaca.markets)*

Alpaca

As the Compliance Associate II, you’ll partner with the Chief Compliance Officer of Alpaca Securities LLC to support the compliance operations of Alpaca Securities, LLC. The role will assist with further development and managing all of the compliance, policies and procedures, and keeping the firm’s and employees registrations and regulatory filings up to date for a global technology and financial services company. The Compliance Department team is 100% distributed and remote. This role will be reporting directly to the Chief Compliance Officer.

Key Responsibilities:
• Review escalations of daily trading activity, identifying and investigating any suspicious or non-compliant behavior.
• Review and approve advertising materials, ensuring compliance with FINRA regulations and internal policies.
• Assist in the preparation and submission of required regulatory filings and reports.
• Responsible for handling FINRA Rule 4530 matters in a timely and professional manner, collaborating with relevant departments to address and rectify issues.
• Monitor internal correspondence, including emails and communications, to identify any potential compliance violations or risks.
• Perform special projects at the request of the Chief Compliance Officer or AMLCO
• Respond to inquiries and/or refer inquiries to the appropriate department or person and exhibit the necessary follow-through with customers and/or staff involved.
• Collaborate with cross-functional teams to implement compliance policies, procedures, and controls.
• Stay up-to-date with industry regulations and developments, and recommend adjustments to compliance processes as needed.

Search  53 jobs from 26 companies hiring remote risk & compliance managers in the united kingdom.. Senior Auditor. Payment Antifraud Specialist. Risk and Compliance Manager. Audit and Compliance Officer. Compliance Associate. Marketplace Training and Compliance Manager. Conflicts & Risk Analyst. Conflicts & Risk Analyst. Global Head of Compliance. Quality & Compliance Team Leader / Welfare Officer. Compliance Associate - EEA. Compliance Officer, Crypto Facilities. Compliance Officer - FinTech - Remote UK. Internal Audit Manager - Operations and People. Fraud Prevention Investigator. Fraud Team Lead. Compliance Associate

Remote Risk & Compliance Jobs in the United Kingdom

Search 53 jobs from 26 companies hiring remote risk & compliance managers in the united kingdom.