Director, Compliance

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Alkymi

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Artificial Intelligence • Finance • Fintech

Alkymi is a company that provides AI-powered data workflows specifically designed for the financial services sector. The company offers an end-to-end solution for managing private markets data processing by transforming unstructured investment data into standardized, interactive datasets. Alkymi's platform leverages advanced AI, machine learning (ML), and large language models (LLMs) to automate data workflows, enabling financial firms to handle complex documents efficiently. This automation helps firms supercharge their operations, respond quicker to market changes, and make data-driven investment decisions. Through integrations with downstream systems, Alkymi ensures real-time delivery of structured portfolio data. Their solutions are utilized in various areas such as private equity, wealth and asset management, and financial data operations.

11 - 50 employees

🤖 Artificial Intelligence

💸 Finance

💳 Fintech

💰 $21M Series A on 2022-10

📋 Description

• Own the strategy, design, execution, and continuous improvement of the enterprise compliance program and third‑party risk management (TPRM) • Partner closely with Legal, Procurement, Information Security, Finance, Product/Engineering, and Operations • Build and execute the multi‑year compliance and TPRM strategy • Own the end‑to‑end TPRM lifecycle • Establish and maintain compliance and TPRM policies, standards, and procedures • Define and manage compliance and TPRM metrics, KRIs/KPIs, and reporting for executive leadership and the Board • Lead regulatory exam and inquiry management • Embed product compliance into the SDLC and go‑to‑market processes • Oversee timely, risk‑based due diligence across key domains • Build and lead a high‑performing Compliance and TPRM team

🎯 Requirements

• 12+ years in compliance, risk, or information security • 7+ years focused on TPRM and/or regulatory compliance in SaaS, fintech, or financial services • 5+ years of people leadership experience • Bachelor's degree; advanced degree a plus or equivalent work experience • Deep knowledge of CMS components and TPRM frameworks • Strong familiarity with regulatory and industry frameworks relevant to fintech/digital banking and vendor risk • Experience implementing or maturing GRC/TPRM tooling, workflow automation, and reporting dashboards • Excellent communication skills with the ability to synthesize complex risk topics • Certifications such as CRCM, CCEP, CTPRP/CTPRA, CISA, CISSP, CRISC

🏖️ Benefits

• remote-first environment • unlimited paid time off • 401(k) with employer match