Quality Compliance Analyst

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October 2

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Maxwell Capital LLC

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Maxwell Capital LLC is a capital raising firm focusing on private debt and equity capital solutions for corporate and project-level financings in transportation, energy and infrastructure.

1 - employees

📋 Description

• Responsible for the Quality Control and documentation of loan reviews completed by compliance teams as well as providing feedback on potential errors to act as subject matter expert • Audit loans for final review of loan documentation for accuracy and completeness • Review data captured by compliance in diligence system against source documents to ensure accuracy • Review Loan Estimates and Closing Disclosures for compliant changes in fees, update system or issue findings • Reviewing compliance test results to ensure accuracy of points and fees data • Provide procedures and address issues that may hinder accuracy, timeliness and deadlines • Provide coaching, training and development to staff to ensure company and department goals and key performance indicators (KPIs) are met • Assist in providing guidance on daily matters and questions regarding underwriting guidelines or compliance questions relating to RESPA (Regulation X), TILA (Regulation Z) and state regulations • Ensuring any exceptions are captured and recorded for incorrect or missing documentation, data errors, and any discrepancies • Maintaining communication with internal contacts as necessary to ensure expectations and timelines are met; escalating issues, as needed • Applying exceptions and handling validations where necessary while also tracking time spent to ensure a complete and accurate review while tracking time spent on reviews

🎯 Requirements

• Extensive experience in Quality Control/Due Diligence/Secondary Market as well as fraud investigative reviews, specifically within banking or lending (required) • Experience with Mavent • Understanding of the credit rating agency requirements, grading and condition clearing processes • Current working knowledge of underwriting guidelines, investor guidelines, regulatory compliance and TRID practices • High technical aptitude - we are a tech company so must have familiarity with platforms like Slack, Zoom, Microsoft Office, etc. as well as dedicated office space • Strong written and verbal communication skills - analytical ability, good judgment, detail-oriented, and organized • Ability to produce reports, analyze results, identify issues and take corrective actions