Compliance Partner

🕒 May 6

🇬🇧 United Kingdom – Remote

⏰ Full Time

🟡 Mid-level

🟠 Senior

🚔 Compliance

🇬🇧 UK Skilled Worker Visa Sponsor

This company has sponsored UK Skilled Worker visas in the past.

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Quilter

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

💸 Finance

💳 Fintech

🤝 B2B

Finance • Fintech • B2B

Quilter is one of the biggest names in financial services, committed to responsible business practices and delivering exceptional support to customers. It fosters an inclusive and diverse workplace culture, emphasizing the importance of employee wellbeing, career growth, and flexibility in work arrangements. Quilter also engages in community initiatives, including programs to assist veterans and military reservists, showcasing its dedication to social responsibility.

📋 Description

• Join a team of compliance professionals with AR Firm Principals • Work with AR Firms to coach and support them • Develop unique action plans for individual firms • Deliver regulatory oversight to appointed representative firms • Ensure Treating Customers Fairly principles are embedded • Identify and resolve customer, regulatory, reputational, and operational risks • Conduct inspection visits, provide feedback, and manage identified issues to conclusion • Schedule and plan own firm visits as necessary

🎯 Requirements

• High-level of experience within field supervision or compliance monitoring • Strong relationship builder and confident communicator • Skill in questioning and displaying sound judgment • Strong analytical approach and inquisitive nature • Experience of Network/National and IFA/restricted advice models • QCF Level 4 or equivalent • Compliance & Risk qualification is essential

🏖️ Benefits

• Holiday: 182 hours (26 days) • Quilter Incentive Scheme: All employees are eligible to participate in incentive scheme, to incentivise business performance and their contribution. • Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions. • Private Medical Insurance: Single cover as standard with options to increase cover to include your partner or children. • Life Assurance: 4x your salary. • Income Protection: 75% of salary, less state benefits, payable after 26 weeks of absence. • Healthcare Cash Plan: Jersey employees only