Financial Examiner Lead – Director/MD/Partner

October 1

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RSM US LLP

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Consulting • Financial services • Professional services

RSM US LLP is a limited liability partnership and the U. S. member firm of RSM International, providing assurance, tax, and consulting services primarily to middle market businesses. The firm focuses on delivering insights and tailored solutions to help clients navigate complex business challenges and drive growth. With expertise across various sectors, RSM aims to support client success through strategic consulting and practical business solutions.

10,000+ employees

Founded 1926

📋 Description

• Provide oversight over financial examinations and regulatory consulting services for state insurance departments in a lead role • Develop relationships with and sell regulatory services to clients; manage and grow a significant book of business • Prepare and perform QA reviews of proposals and serve as Examiner-in-Charge (EIC) on examinations • Ensure work is delivered with high quality, on time, and within budget; supervise and develop staff; recruit • Lead multi-state risk-focused, targeted, and interim financial examinations in accordance with the NAIC Handbook • Handle all aspects of client relationship and project execution from RFP/proposal through contracting, planning, execution, and deliverables • Review and assess insurance company documentation and data for compliance with insurance statutes and regulations • Draft examination deliverables (Report on Examination, Management Letter, Summary Review Memorandum), exhibits, and supporting schedules • Perform reviews of assisting examiners’ work papers and provide on-the-job training, coaching, and feedback • Recommend/document actions to ensure compliance and lead discussions with examinee companies to support issue resolution • Provide trainings and presentations to state insurance department employees or internal staff on examination topics and risk-focused examination matters • Serve as a trusted business advisor to regulators and lead thought leadership initiatives

🎯 Requirements

• Bachelor’s Degree with a preference in Accounting or Finance • Minimum of 10+ years insurance experience with a State Insurance Department, insurance company, examination firm, or public accounting firm • Completed or actively pursuing the professional insurance designation of CFE (Certified Financial Examiner); CPA preferred but not required • Demonstrate deep knowledge of the NAIC Financial Condition Examiners Handbook, insurance laws, rules, statutes, and regulations • Prior EIC experience on financial examinations of significant size and complexity • Expertise or significant knowledge and understanding of all lines of insurance • Experience drafting compelling proposals, including scoping, workplans, and budgets • Strong computer and technology skills, including TeamMate, Access, MS Excel, Word and PowerPoint • Demonstrated history of successful project management and managing large, complex assignments concurrently • Flexibility for travel when necessary • RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders)

🏖️ Benefits

• competitive benefits and compensation package for all our people • flexibility in your schedule, empowering you to balance life’s demands • Individuals selected for this role will be eligible for a discretionary bonus based on firm and individual performance • in-house training programs and professional development • reasonable accommodation for applicants with disabilities in recruitment and employment • opportunity for travel (flexibility for travel when necessary)