Format Analyst

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🕒 August 29, 2025

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Network ESC A Division of Network Temps, Inc.

WebsiteLinkedInAll Job Openings

51 - 200 employees

Founded 1979

🤝 B2B

🎯 Recruiter

B2B • Recruitment • Human Resources

Network ESC is a premier executive search, management consulting, and temporary staffing firm that has been operating for half a century. With a commitment to innovation and excellence, it provides tailored solutions for clients ranging from small firms to Fortune 500 companies. The firm specializes in various industries including healthcare, human resources, information technology, banking, and legal services, effectively addressing complex business needs and talent acquisition challenges.

📋 Description

• Primarily responsible for monitoring regulations. • Works with risk owners to ensure that GMU complies with all required regulations. • Assists with creating regulatory compliance frameworks for GMU. • Responsible for legal documentation, procedure manuals updates, FRB / NYSDFS examinations, compliance testing, and audits as needed. • Ensures BSA/AML compliance. • Performs KYC process and conducts account opening, monitoring and closing processes for GMU customers/ counterparties. • Performs transactions / counterparties review and prepares monthly reports. • Monitor credit line compliance. • Performs operational risk management, as well as development and improvement of internal controls. • Responsible for (i) ensuring that all trading desks’ activities are in compliance with the Volcker Rule; (ii) keeping up with any changes and new developments related to Volcker Rule provisions affecting the activities of GMU; and (iii) ensuring that the Market Making Desk, ALM Desk and Investment Desk Policies and Procedures remain in compliance with the applicable requirements of the Volcker Rule.

🎯 Requirements

• Primarily responsible for monitoring regulations • Works with risk owners to ensure that GMU complies with all required regulations • Assists with creating regulatory compliance frameworks for GMU • Responsible for legal documentation, procedure manuals updates, FRB / NYSDFS examinations, compliance testing, and audits as needed • Ensures BSA/AML compliance • Performs KYC process and conducts account opening, monitoring and closing processes for GMU customers/ counterparties • Performs transactions / counterparties review and prepares monthly reports • Monitor credit line compliance • Performs operational risk management, as well as development and improvement of internal controls • Responsible for (i) ensuring that all trading desks’ activities are in compliance with the Volcker Rule; (ii) keeping up with any changes and new developments related to Volcker Rule provisions affecting the activities of GMU; and (iii) ensuring that the Market Making Desk, ALM Desk and Investment Desk Policies and Procedures remain in compliance with the applicable requirements of the Volcker Rule