Senior Compliance Associate

🕒 vor 5 Tagen

🇺🇸 Vereinigte Staaten – Remote

💵 $74.800 - $112.200 / Jahr

⏰ Vollzeit

🟠 Senior

🚔 Compliance

🦅 H1B-Visum-Sponsor

Dieses Unternehmen hat in der Vergangenheit H1B-Visa gesponsert.

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Figure

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501 - 1000 Mitarbeiter

Figure revolutioniert die Billionen-Dollar-Industrie der Finanzdienstleistungen mit Blockchain-Technologie. In nur vier kurzen Jahren hat Figure eine Reihe von Fintech-Innovationen vorgestellt, die die Provenance Blockchain für Kreditvergabe, Eigenkapitalmanagement, Dienstleistungen für geschlossene Fonds, Banken und Zahlungsverkehr nutzen – und so sowohl Verbrauchern als auch Institutionen Geschwindigkeit, Effizienz und Einsparungen bringen. Heute gehört Figure zu weniger als tausend Unternehmen weltweit, die als Einhorn gelten.

Beschreibung

• Oversee the company’s multi-state mortgage lending and consumer lending license portfolio via the Nationwide Multistate Licensing System (NMLS) and individual state portals. • Manage the research, preparation, and submission of new corporate, branch, and individual MLO (Mortgage Loan Originator) license applications as the company expands. • Lead the timely preparation, validation, and submission of all required state annual reports, quarterly Mortgage Call Reports (MCR), and financial condition filings. • Partner with internal Data, Operations, and Finance teams to pull, audit, and reconcile loan production and servicing data to ensure 100% accurate regulatory reporting. • Manage required material change notifications to state regulators regarding corporate structure, executive leadership, or business activities. • Serve as the primary liaison and Lead Project Manager for all state regulatory examinations (e.g., routine compliance audits, financial exams). • Coordinate internal data-room preparation, gathering loan files, policies, procedures, and corporate records requested by examiners. Pre-review materials for quality assurance. • Draft formal responses to examination findings and collaborate with business units to implement corrective action plans, tracking them through to successful resolution.

🎯 Anforderungen

• Minimum of 4-6 years of compliance or regulatory experience within a mortgage lender, consumer finance company, or banking institution. • High proficiency with the NMLS portal is required. • Strong foundational understanding of federal and state lending regulations (e.g., TILA/RESPA, ECOA, FCRA, SAFE Act, and state-specific Consumer Credit Codes). Specifically a strong foundational understanding of open-end credit products. • Proven experience directly participating in or leading state regulatory examinations. • Bachelor’s degree in Business, Finance, Legal Studies, or a related field (or equivalent practical experience). • Familiarity with digital assets, cryptocurrency, or blockchain technology and an understanding of how regulators view asset-backed lending (preferred). • CRCM (Certified Regulatory Compliance Manager) or CAMS (Certified Anti-Money Laundering Specialist) designation (preferred). • Ability to manage multiple strict regulatory deadlines simultaneously without sacrificing accuracy. • Exceptional written and verbal communication skills, with the ability to interface confidently with state regulators and executive leadership alike. • A sharp eye for data discrepancies and a proactive approach to identifying compliance gaps before they become audit issues.

🏖️ Vorteile

• Comprehensive medical, dental, and vision coverage, with 100% employer-paid premiums for employees and their dependents on select plans • Company HSA, FSA, Dependent Care FSA, 401(k), and commuter benefits • Employer-paid life and disability insurance • 11 observed holidays and PTO plan • Up to 12 weeks of paid family leave • Continuing education reimbursement