Business Risk Consultant

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Fintel

WebsiteLinkedInAll Job Openings

501 - 1000 employees

Founded 2002

💸 Finance

🤝 B2B

🔥 Funding within the last year

💰 $158.5M Post-IPO Debt - Fintel on 2025-07

Finance • B2B

Fintel is a UK-based company that connects and simplifies the retail financial services sector by providing advisory, data, and platform services to financial professionals and product providers. With multiple brands and over 500 employees, Fintel supports thousands of advisers and hundreds of product providers to improve outcomes across the financial services industry, emphasizing inclusivity, expertise, and future-focused technology and service delivery.

📋 Description

• **We’re looking for an experienced Business Risk Consultant to join a high-performing compliance consultancy team supporting financial advice and investment management firms across the UK.********Role Overview****This is a client-facing, advisory role where you’ll partner with firms to assess and strengthen their regulatory frameworks—helping them balance commercial success with robust compliance.********Why Apply?** • - **You'll have a varied portfolio of clients across both advisory and discretionary firms** • - **You'll expand your regulatory knowledge** • - **You'll have the opportunity to engage with the Regulator and have exposure to more complex regulatory work**

🎯 Requirements

• **Essential requirements:** • - 5 years successful experience delivering consultancy services to the intermediary community. • - Level 4 Diploma in Financial Services with the motivation to achieve Level 6 and other risk-related qualifications (fully supported by the business) • - Experience of working with vertically integrated firms, which includes knowledge of the regulatory requirements which apply to MIFIDPRU firms including both prudential and conduct of business requirements. • - A good understanding of vertically integrated firm’s business strategies. • - Ability to manage and deliver a varied and busy workload. • - Detailed knowledge of the regulatory framework. • - Understanding of how investment management / adviser firms operate. • - Understanding of the need to blend commercial and regulatory obligations. • **Desirable requirements** • - Ideally, a Level 6 advanced level Financial Services qualification • - Experience in dealing/liaising with Regulators. • - Experience of working for the Regulator • **Your approach to work:** • - Strong communication and relationship-building skills • - Able to manage a varied workload with a high degree of autonomy, while working collaboratively as part of a wider team • - Able to work independently as well as part of a team • - Professional and credible approach with clients based on experience, qualifications and knowledge

🏖️ Benefits

• **Location: ** • - This is a remote-working, field based role • - Full Driving licence required • - Able to undertake travel and occasional overnight stays. • **Right to Work: ** • Applicants must already hold a legal right to work in the UK without time restrictions and without the need for future sponsorship. We are unable to provide Skilled Worker visa sponsorship. • **