Compliance Assurance Manager

Job not on LinkedIn

🔥 0 minutes ago

🇬🇧 United Kingdom – Remote

⏰ Full Time

🟡 Mid-level

🟠 Senior

🚔 Compliance

👻 Ghost score 10%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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Sumer

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

🤝 B2B

💸 Finance

☁️ SaaS

B2B • Finance • SaaS

Sumer is an accounting firm dedicated to empowering businesses and helping communities prosper. They offer a wide range of services including accounting, tax, audit, advisory, and business services across the UK and Ireland. With a focus on freeing up time for clients and helping them navigate challenges, Sumer acts as a champion for small and medium enterprises (SMEs), leveraging technology to provide effective solutions and support community growth.

📋 Description

• Lead the Group quality assurance monitoring programme • Deliver control assessments, walkthroughs, and sample testing across compliance areas, including ISQM, non-audit services, onboarding, internal cold file reviews, and internal functions • Identify reporting inconsistencies, control weaknesses, and compliance gaps • Agree remediation plans with stakeholders and track actions to completion • Produce reports on findings, emerging risks, trends, and recommendations for management and governance boards • Drive continuous improvement across ethics, regulatory compliance, professional standards, and quality assurance • Enhance compliance controls and processes using monitoring results, regulatory developments, stakeholder feedback, and management information • Strengthen controls, streamline processes, improve documentation standards, and promote best practices • Design, coordinate, and deliver compliance and quality assurance training • Deliver new starter compliance training, technical regulatory training, and refresher programmes • Promote a culture of compliance, quality, and continuous learning • Provide oversight, guidance, and support to Hubs on compliance requirements • Partner with Hub colleagues and support teams across Practice Assurance, Client Money, Designated Professional Body (Investment Business), Anti-Money Laundering (AML), and ATOL • Provide practical advice where risks or compliance gaps are identified while maintaining accountability within the relevant Hub or business area

🎯 Requirements

• 3–5 years’ experience in a compliance, risk, assurance, audit, or regulatory role • Professional services or regulated environment experience preferred • Hands-on experience managing people • Experience maintaining structured processes • Involvement in delivering quality assurance programmes • Ability to work with senior leaders and cross-functional teams • Exposure to multi-entity, multi-jurisdiction environments • Accountancy qualification (ACA / ACCA / CIMA) preferred but not mandatory • Strong attention to detail • Analytical and investigative ability to analyze complex data and identify anomalies and deficiencies • Commitment to accuracy, consistency, and documentation excellence • Ability to write clearly and concisely for senior audiences • Organized and able to manage multiple priorities • Professional judgment, discretion, and integrity • Ability to work independently • Practical, solutions-focused approach • Comfortable in a fast-moving environment • Ability to manage deadlines and issue escalations • Ownership and follow-through

🏖️ Benefits

• Support during the hiring process • Inclusive workplace where everyone belongs and differences are valued and celebrated