Chief Compliance Officer – US

🕒 Agosto 23

🇺🇸 Estados Unidos – Remoto (EUA)

💵 $200.000 - $280.000 / ano

⏰ Tempo Integral

🔴 Especialista

🚔 Conformidade

👻 Score fantasma 11%

O que significa: quão provável esta vaga está aberta sem contratação ativa.Como ler: 60% ou mais significa que achamos que é uma vaga fantasma. Pontuações mais baixas preocupam menos.Como pontuamos: tempo em aberto, republicações, vagas abertas vs tamanho do time, rapidez para fechar vagas, e se o salário está divulgado.Observação: é uma estimativa de dados públicos, não um julgamento da empresa. Vagas reais podem ter pontuação alta, então use como uma dica, não como um fato.

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Allocator One

SiteLinkedInTodas as Vagas

11 - 50 funcionários

Fundada em 2023

💸 Finanças

💳 Fintech

🤝 B2B

Finance • Fintech • B2B

Allocator One é uma empresa focada em fornecer investimentos âncora para fundos de venture capital de primeira viagem. Eles oferecem aos gestores de fundos suporte com documentação e tarefas administrativas, garantindo ao mesmo tempo acesso a uma rede de prestadores de serviços e investidores. A Allocator One está comprometida em tornar o ecossistema de fundos mais acessível e lucrativo por meio de abordagens de investimento inovadoras e parcerias estratégicas.

Descrição

• Lead the SEC registration process as a private fund adviser, including Form ADV Parts 1A, 1B, and Part 2 Adviser Brochure • Manage ongoing SEC compliance • Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks • Conduct annual compliance reviews and testing • Prepare SEC examination responses and handle regulatory inquiries • Monitor evolving SEC private fund rules and translate them into practical policies • Define staffing, systems, and office infrastructure needed to establish adequate organizational substance • Establish procedures for monitoring sub-advised GPs and compliance with fund mandates and risk limits • Oversee books and records management, including six-year retention, email preservation, trade capture, and decision logs • Coordinate with IT on cybersecurity compliance • Design and oversee compliance monitoring across Infra One’s portfolio of funds • Conduct initial and ongoing due diligence on GP sub-advisers • Maintain evidence of monitoring through quarterly reviews, compliance testing, and incident logs • Advise the US Platform Head on fund structuring, GP selection, and investor eligibility • Participate in investment committee meetings to identify compliance and regulatory risks • Own conflicts-of-interest identification and disclosure and communicate material conflicts to fund investors • Report to the US Platform Head / Managing Director

🎯 Requisitos

• 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm • Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers • Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management • Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards • Prior experience with SEC registration, Form ADV filings, and exam cycles • Entrepreneurial compliance mindset; ability to build frameworks from scratch • Cross-functional fluency across operations, finance, and legal • Ability to translate complex regulatory requirements into actionable policy for non-compliance teams • Prior exposure to European fund regulation (Luxembourg, Ireland) or multi-jurisdictional platforms (nice to have) • CPA, JD, or CFA (nice to have); CCEP is a plus • Exposure to infrastructure or venture fund management (nice to have)

🏖️ Benefícios

• 20% bonus • Equity: TBD (0.1%–0.3% depending on background) • Remote work with preferred US timezone overlap with San Francisco HQ • Full ownership of the compliance operating system • Direct input into platform strategy and GP selection • Participation in investment decisions and board discussions • Meaningful equity stake in an early-stage platform