Senior Compliance Analyst – Advertising Review

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🕒 Junho 5

🇺🇸 Estados Unidos – Remoto (EUA)

💵 $85.000 - $100.000 / ano

⏰ Tempo Integral

🟠 Sênior

🚔 Conformidade

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Cnect

SiteLinkedInTodas as Vagas

51 - 200 funcionários

👥 RH Tech

🎯 Recrutamento

☁️ SaaS

HR Tech • Recruitment • SaaS

A Cnect é uma empresa que oferece uma plataforma inovadora para conectar candidatos com empregadores, facilitando o processo de contratação. Ela oferece recursos como maior visibilidade de perfis, notificações em tempo real, mensagens diretas e integração com IA para melhorar a eficiência da busca de emprego para candidatos e simplificar o processo de contratação para empregadores. A Cnect inclui ferramentas para transformar currículos em perfis digitais e permite que empregadores cultivem relacionamentos com candidatos por meio de comunicação personalizada e mensagens em tempo real. Com a Cnect, empresas de diversos setores podem encontrar e integrar os melhores candidatos de forma mais eficiente. A plataforma está disponível como um aplicativo móvel, permitindo que os usuários participem do processo de contratação de qualquer lugar.

Descrição

• Review retail communication against applicable laws, firm policy, and regulations. • Be able to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner. • Ensure your reviews are meeting record retention requirements. • Research policy questions in the provided firm manuals and additional resources • Ensure compliance with firm policy by doing the following: • Strive for consistency of your reviews on an ongoing basis • Assist in maintaining internal compliance materials such as manuals and reference material • Understand workflow processes for different vendors • Assist other analysts and work as a member of team to complete assignments • Complete assignments within the service level agreement timeframes • Other duties as assigned.

🎯 Requisitos

• Bachelor’s degree or equivalent experience • Five years relevant experience in advertising compliance • Series 7, 24 & 63 FINRA registrations required. • Working knowledge of life insurance and annuity products • General knowledge of advanced marketing concepts • Organization skills • Must possess both good written and verbal communication skills • Ability to manage high volumes under tight deadlines

🏖️ Benefícios

• Inclusive health, dental, vision and life insurance plans built to support diverse lifestyles, offer preventative care, and protect against hardship. • Easy access to mental health benefits to meet our team members and their families where they are. • 20 plus days of paid time off (PTO), paid holidays, and 2 paid wellness days to give our employees the time they need to stay close with their loved ones, recharge, and give back to their communities. • 401(k) Savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan-ahead for a strong financial future well beyond their working years. • Paid parental leave to support all team members with birth, adoption, and foster. • Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more. • Employee Assistance Program (EAP), LifeLock, Pet Insurance and more.