Rise
Finance • Investments • Fintech
Rise is a financial services company that provides access to a carefully selected portfolio of global investments, including US stocks, real estate, and fixed income assets. It offers a range of investment options that are diversified and managed by experts, all accessible from a digital platform. Rise enables users to invest according to their financial goals, with options for stable and safe returns through its fixed-income portfolio and potential for higher returns with US stocks and real estate investments. The company focuses on making global dollar investments simple and accessible, promoting financial growth and goal-based investing.
11 - 50 employees
💸 Finance
💳 Fintech
💰 Seed Round on 2021-03
Compliance & Risk Officer
Job not on LinkedIn
13 hours ago
Rise
Finance • Investments • Fintech
Rise is a financial services company that provides access to a carefully selected portfolio of global investments, including US stocks, real estate, and fixed income assets. It offers a range of investment options that are diversified and managed by experts, all accessible from a digital platform. Rise enables users to invest according to their financial goals, with options for stable and safe returns through its fixed-income portfolio and potential for higher returns with US stocks and real estate investments. The company focuses on making global dollar investments simple and accessible, promoting financial growth and goal-based investing.
11 - 50 employees
💸 Finance
💳 Fintech
💰 Seed Round on 2021-03
📋 Description
• Develop and implement compliance policies and manuals aligned with CMA Regulations. • Oversee AML/CFT framework, user monitoring, suspicious activity reviews, and reporting. • Ensure adherence to the Capital Markets Act, Corporate Governance Regulations, and relevant guidelines. • Conduct compliance reviews, gap assessments, and internal monitoring. • Lead regulatory reporting and communications with CMA. • Train staff on compliance standards, AML/CFT, and regulatory updates. • Support licensing documentation, governance structures, and ongoing requirements. • Develop Hisa’s enterprise risk management (ERM) framework. • Identify, assess, and monitor operational, financial, market, and technology risks. • Maintain risk registers, incident logs, and early-warning systems. • Lead risk assessments for new products, integrations, and strategic initiatives. • Work with finance, product, engineering, and operations to implement risk controls. • Prepare periodic risk reports for senior management and the board.
🎯 Requirements
• Bachelor’s degree in Law, Finance, Risk, Business, or a related field. • Professional certifications (CAMS, CFE, FRM, CRM) are strong advantages. • Strong understanding of CMA regulations, AML/CFT, and ERM frameworks. • 3 years in compliance and/or risk within fintech, banking, investment, or other regulated institutions. • Experience interacting with regulators is highly preferred.
🏖️ Benefits
• Competitive compensation • Flexible work setup • Health insurance • Paid time off • Pension contributions • Parental leave • Learning opportunities
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