Investment Management Counsel

🕒 vor 2 Monaten

🇺🇸 Vereinigte Staaten – Remote

💵 $104.500 - $325.000 / Jahr

⏰ Vollzeit

🟡 Mittelstufe

🟠 Senior

💸 Finanzplanung und Analyse (FP&A)

🦅 H1B-Visum-Sponsor

Dieses Unternehmen hat in der Vergangenheit H1B-Visa gesponsert.

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Axiom

WebsiteLinkedInAlle Stellen

1001 - 5000 Mitarbeiter

Gegründet 2000

☁️ SaaS

🤝 B2B

Legal • SaaS • B2B

Axiom ist ein Unternehmen, das Rechtsdienstleistungen und rechtstechnologische Lösungen anbietet und den Prozess der Verwaltung rechtlicher Angelegenheiten für Nutzerinnen und Nutzer vereinfacht. Der Fokus auf Zugänglichkeit und nutzerfreundliche Abläufe unterstreicht das Engagement des Unternehmens, das Rechtswesen zu modernisieren.

Beschreibung

• Draft, review, and negotiate investment advisory agreements, trust agreements, and related wealth management documentation. • Provide legal guidance on fiduciary duties and standards of care, including compliance with SEC and FINRA regulations. • Advise clients on asset allocation and portfolio diversification strategies in the context of wealth management and investment advisory services. • Support clients with regulatory compliance under the Investment Advisers Act of 1940 and other applicable securities regulations. • Assist in the development and implementation of tailored wealth strategies and conduct fiduciary reviews for investment and advisory programs. • Collaborate with internal legal, compliance, and financial teams, as well as external advisors, trustees, and portfolio managers. • Provide counsel on investment structures, including unregistered funds and private investment vehicles. • Manage fiduciary, compliance, and investment-related legal matters for clients in the financial services, private wealth, and credit sectors. • Monitor industry developments and regulatory updates impacting investment advisors, fiduciaries, and wealth managers to provide proactive guidance.

🎯 Anforderungen

• 6+ years of experience advising on investment advisory, wealth management, or fiduciary compliance matters. • Strong understanding of fiduciary duties and standards of care, including compliance with SEC and FINRA regulations. • Experience advising clients on asset allocation, portfolio diversification strategies, and wealth management matters. • Demonstrated experience drafting investment advisory agreements and trust agreements. • Knowledge of the Investment Advisers Act of 1940 and related regulatory frameworks. • Experience working with unregistered funds or private investment vehicles. • Juris Doctor (JD) and licensed to practice law in an applicable jurisdiction. • Strong communication, negotiation, problem-solving, and technology skills.

🏖️ Vorteile

• health, dental, and vision insurance • paid holidays and PTO • flexible work arrangements • professional development opportunities and tools