Senior Compliance Analyst – Advertising Review

Job not on LinkedIn

🕒 2 days ago

🇺🇸 United States – Remote

💵 $85k - $100k / year

⏰ Full Time

🟠 Senior

🚔 Compliance

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Cnect

WebsiteLinkedInAll Job Openings

51 - 200 employees

👥 HR Tech

🎯 Recruiter

☁️ SaaS

HR Tech • Recruitment • SaaS

Cnect is a company that provides an innovative platform for connecting candidates with employers to streamline the hiring process. It offers features such as enhanced profile visibility, real-time notifications, direct messaging, and AI integration to improve job search efficiency for candidates and simplify the hiring process for employers. Cnect includes tools for transforming resumes into digital profiles and enables employers to cultivate candidate relationships through personalized communication and real-time messaging. With Cnect, businesses in various industries can find and onboard the best candidates more efficiently. The platform is available as a mobile app, enabling users to engage with the hiring process from anywhere.

📋 Description

• Review retail communication against applicable laws, firm policy, and regulations. • Be able to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner. • Ensure your reviews are meeting record retention requirements. • Research policy questions in the provided firm manuals and additional resources • Ensure compliance with firm policy by doing the following: • Strive for consistency of your reviews on an ongoing basis • Assist in maintaining internal compliance materials such as manuals and reference material • Understand workflow processes for different vendors • Assist other analysts and work as a member of team to complete assignments • Complete assignments within the service level agreement timeframes • Other duties as assigned.

🎯 Requirements

• Bachelor’s degree or equivalent experience • Five years relevant experience in advertising compliance • Series 7, 24 & 63 FINRA registrations required. • Working knowledge of life insurance and annuity products • General knowledge of advanced marketing concepts • Organization skills • Must possess both good written and verbal communication skills • Ability to manage high volumes under tight deadlines

🏖️ Benefits

• Inclusive health, dental, vision and life insurance plans built to support diverse lifestyles, offer preventative care, and protect against hardship. • Easy access to mental health benefits to meet our team members and their families where they are. • 20 plus days of paid time off (PTO), paid holidays, and 2 paid wellness days to give our employees the time they need to stay close with their loved ones, recharge, and give back to their communities. • 401(k) Savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan-ahead for a strong financial future well beyond their working years. • Paid parental leave to support all team members with birth, adoption, and foster. • Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more. • Employee Assistance Program (EAP), LifeLock, Pet Insurance and more.