Senior Compliance Consultant – Asset Management, Global Fiduciary Risk Oversight

🕒 April 15

Apply Now

Find Similar Remote Jobs

Receive Emails For Remote Jobs

📊 Check your resume score for this job

Improve your chances of getting an interview by checking your resume score before you apply.

Upload Resume

M&T Bank

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1856

🏦 Banking

💸 Finance

👥 B2C

Banking • Finance • B2C

M&T Bank is a leading regional financial institution that provides a wide range of banking services to personal, business, and commercial clients. Known for its customer satisfaction in mobile banking, M&T Bank offers products and services such as checking accounts, credit cards, mortgages, personal loans, and insurance. Additionally, it provides financial planning through Wilmington Advisors @ M&T. The bank is committed to community engagement, supporting local businesses, multicultural banking, and volunteerism. With a focus on cybersecurity and digital banking solutions, M&T Bank serves its clientele through comprehensive online and mobile services.

📋 Description

• Provide compliance oversight, support and guidance for Asset Management products and personnel • Analyze and assess risk and control environment and provide relevant SME credible challenge, advice, guidance and oversight in strengthening and developing risk mitigation strategies and necessary controls • Interact with and assist in oversight of state, federal, domestic and possibly international regulator relationships and examinations • Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable • Identify, measure, respond, and escalate compliance risk issues to the Compliance Director and/or the Lines of Business (LOBs) as necessary

🎯 Requirements

• Bachelor's Degree in related field • 6 years’ experience in compliance, legal, audit or risk OR in lieu of degree, A combined minimum 10 years higher education and/or work experience, including 6 years in compliance, legal, audit or risk • Working knowledge of relevant regulations, regulatory guidance and industry best practices • Experience providing guidance and credible challenge in relation to sales practices, supervisory structure and enhancement of supervisory framework

🏖️ Benefits

• Health insurance • Retirement plans • Paid time off • Flexible work arrangements • Professional development