Director of Compliance

🕒 March 28

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Norm Ai

WebsiteLinkedInAll Job Openings

11 - 50 employees

🤖 Artificial Intelligence

📋 Compliance

🏢 Enterprise

Artificial Intelligence • Compliance • Enterprise

Norm Ai is a Regulatory AI platform that turns laws, regulations, and policies into supervised AI agents to accelerate legal and compliance work for large institutions. The company encodes dense regulatory documents through Legal Engineers (attorneys with elite legal and AI experience) into agents that perform tasks like contract review, DDQ/RFP automation, regulated content review, workflow routing, disclosures, and compliance guardrails. Norm Ai integrates client policies and context, provides audit-ready outputs, and aims to reduce risk and increase capacity for legal and compliance teams at enterprise financial institutions.

📋 Description

• Design, build, and lead the company’s legal, ethical, regulatory, and data compliance program • Oversee behavioral compliance, professional responsibility obligations, privacy and data governance, and regulatory compliance • Uphold and operationalize legal and ethical obligations • Own the company-wide ethical compliance program • Advise leadership on legal and regulatory risk • Own the data governance and classification policy • Ensure compliance with privacy and data protection laws • Build and sustain a culture of compliance, accountability, and ethical decision-making • Develop and deliver training, communications, and guidance • Partner closely with the Security team to translate regulatory, legal, and data governance requirements • Serve as primary liaison to internal and external counsel on compliance matters

🎯 Requirements

• J.D. from recognized law school • 8+ years of experience in regulatory, legal, or compliance leadership roles within financial services, insurance, legal services, or a similarly regulated industry • Deep experience in professional responsibility, ethical compliance, insider trading/MNPI governance, privacy law, and data governance • Experience defining and governing data classification and handling requirements from a policy and legal perspective • Demonstrated ability to operationalize compliance requirements into policies, governance frameworks, and organizational processes • Proven experience conducting compliance investigations and remediation efforts • Excellent communication skills, including advising senior leadership and working cross-functionally with both technical and non-technical teams

🏖️ Benefits

• 401(k) plan with employer match • Top-tier insurance coverage (health, dental, hospital, accident, vision) • Relocation reimbursement