Vice President, Finance Operations

🕒 Setembro 21

🌵 Arizona, Illinois, +3 estados a mais – Remoto

🌵 Arizona – Remote 🌽 Illinois – Remote 🗽 New York – Remote 🍂 Massachusetts – Remote 🔔 Pennsylvania – Remote

💵 $176.700 - $265.100 / ano

⏰ Tempo Integral

🔴 Especialista

👔 Vice-presidente

👻 Score fantasma 1%

O que significa: quão provável esta vaga está aberta sem contratação ativa.Como ler: 60% ou mais significa que achamos que é uma vaga fantasma. Pontuações mais baixas preocupam menos.Como pontuamos: tempo em aberto, republicações, vagas abertas vs tamanho do time, rapidez para fechar vagas, e se o salário está divulgado.Observação: é uma estimativa de dados públicos, não um julgamento da empresa. Vagas reais podem ter pontuação alta, então use como uma dica, não como um fato.

Candidatar-se

Encontrar Vagas Remotas Similares

Configurar Alerta de Email para Novas Vagas

📊 Verifique sua pontuação de currículo para esta vaga

Melhore suas chances de conseguir uma entrevista verificando sua pontuação de currículo antes de se candidatar.

Enviar Currículo

Mutual of America Financial Group

SiteLinkedInTodas as Vagas

1001 - 5000 funcionários

Fundada em 1945

🛡️ Seguros

💼 Consultoria

💸 Finanças

Insurance • Consulting • Finance

Mutual of America Financial Group é uma empresa de serviços financeiros sediada nos Estados Unidos que fornece soluções de aposentadoria e investimentos para indivíduos e planos patrocinados por empregadores. Oferece uma variedade de produtos, incluindo planos 401(k), 403(b), 401(a), 457, IRAs, anuidades de prêmio flexível, gestão de investimentos e serviços administrativos/de registro, atendendo clientes do setor sem fins lucrativos, empresarial, tribal e governamental em todos os 50 estados. A empresa enfatiza o apoio aos patrocinadores de planos, acesso online a contas, ferramentas de educação para a aposentadoria e relacionamentos de longo prazo com os clientes, respaldados por décadas de operações.

Descrição

• Serve as the firm's designated FINOP and maintain responsibilities associated with the Series 27 Financial and Operations Principal registration • Ensure ongoing compliance with SEC, FINRA, SIPC, and applicable state regulatory requirements • Prepare, review, and file FOCUS Reports and other regulatory filings accurately and timely • Monitor compliance with net capital, reserve, and liquidity requirements • Act as primary liaison with regulatory agencies, external auditors, and examiners regarding financial and operational matters • Oversee broker-dealer accounting records, financial reporting, and general ledger processes • Prepare and review monthly, quarterly, and annual financial statements • Analyze financial performance, capital adequacy, and operational metrics • Provide financial guidance and recommendations to senior leadership • Ensure accuracy and integrity of financial data and regulatory reporting • Develop, implement, and maintain effective internal controls and supervisory procedures • Identify and assess operational, financial, and regulatory risks • Recommend and implement corrective actions to mitigate identified risks • Support enterprise risk management initiatives and regulatory change management efforts • Oversee operational processes supporting broker-dealer activities • Collaborate with Compliance, Legal, Operations, Technology, and Finance teams • Evaluate and enhance operational efficiencies while maintaining regulatory compliance • Review vendor relationships, service providers, and clearing arrangements • Advise executive leadership on financial and operational impacts of initiatives, regulatory developments, and strategic opportunities • Participate in strategic planning and governance discussions • Support business growth initiatives while ensuring adherence to regulatory requirements

🎯 Requisitos

• Active Series 27 (Financial and Operations Principal) license • Bachelor’s degree in accounting, Finance, Business Administration, or a related field • 10+ years of progressive experience within broker-dealer finance, regulatory reporting, operations, or compliance functions • Extensive knowledge of SEC, FINRA, SIPC, and broker-dealer regulatory requirements • Experience preparing FOCUS Reports, net capital computations, reserve calculations, and regulatory filings • Demonstrated experience managing audits, regulatory examinations, and compliance reviews • Strong analytical, financial, and risk management skills • Excellent verbal, written, and presentation skills • Proven ability to influence and collaborate across senior leadership teams • CPA designation preferred • Experience supporting insurance-affiliated or retirement-services broker-dealers preferred • Experience within an introducing broker-dealer environment preferred • Familiarity with enterprise risk management frameworks and regulatory technology solutions preferred • Experience leading teams and managing third-party service providers preferred

🏖️ Benefícios

• Annual bonus • Comprehensive medical, dental, and vision benefits starting day one of employment • 401(k) match: up to 6% of pay with 100% employer match on employee contributions • 8 weeks fully paid parental leave • 20 days paid time off plus two floating personal holidays