Digital Assets Compliance Officer

3 days ago

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Figure

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Figure is transforming the trillion-dollar financial services industry using blockchain technology. In four short years, Figure has unveiled a series of fintech firsts using the Provenance Blockchain for loan origination, equity management, private fund services, banking, and payments sectors - bringing speed, efficiency, and savings to both consumers and institutions. Today, Figure is one of less than a thousand companies considered a unicorn, globally.

501 - 1000 employees

📋 Description

• Assisting the CCO in ensuring that the cryptocurrency exchange complies with all applicable laws and regulations • Assist with documentation of risk reporting procedures and ensure in line with models and methodology documentation • Assist in the daily risk reporting and monitoring of the markets and measuring the risk exposure of user portfolios • Proactively identify, report and ensure transparency of risks, and immediate escalation of material issues to risk managers • Analyze market microstructure on crypto derivative markets, periodically review and calibrate risk models according to market conditions • Monitor compliance with regulation and perform both qualitative and quantitative analysis, independent testing, automating the monitoring and challenging of data and models. • Monitor the development of crypto exchange industry and identify industry trends and risks for further business development • Conducting investigations into potential Exchange rule violations, performing various compliance-related audits and monitoring, and handling other compliance-related functions • Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money laundering and fraud; • Routinely communicate with market participants regarding compliance-related functions and investigative responsibilities; • Communicate compliance analysis and findings to department management, staff, and other business members • Assesses the organization’s cryptocurrency activities to identify any potential areas of non-compliance, and makes sure that all related procedures and controls are properly implemented • Assist in the implementation and documentation of standard operational processes related to new product listing, product parameters and model parameters calibration

🎯 Requirements

• Deep knowledge of global regulations and mandates pertaining to cryptocurrency and other digital assets • 3+ years experience with various cryptocurrency exchange platforms and their risk management protocols. • Familiarity with blockchain technology, from its underlying concepts to its architecture and protocols. • 3+ years experience coordinating money transmitter licenses with states. • 2+ years experience coordinating regulatory approvals with FINRA, SEC, CFTC or NFA. • FINRA Series 7/24 a plus but not required. • Knowledge of global AML/CTF and Sanctions risks and regulations (e.g., BSA, FinCEN CDD Rule, Sanctions, USA PATRIOT Act, 4MLD, etc.). • Exceptional interpersonal skills and the innate ability to work unsupervised in a structured manner. • Easily able to develop, foster and maintain effective working relationships with diverse groups of people. • Ability to thrive in a fast-paced remote environment. • Bachelor’s degree or equivalent experience.

🏖️ Benefits

• Comprehensive health, vision, and dental insurance with 100% employer-paid premiums for employees and their dependents on select plans • Company HSA, FSA, Dependent Care, 401k, and commuter benefits • Employer-funded life and disability insurance coverage • 11 Observed Holidays & PTO plan • Up to 12 weeks paid family leave • Continuing education reimbursement