Remote Jobs at InvestorCOM

InvestorCOM

SaaS • Compliance • B2B

InvestorCOM is a provider of regulatory compliance software for wealth managers, asset managers, insurers and broker-dealers. Its cloud-based platform offers pre-trade compliance, product shelf management, Know-Your-Product (KYP) tools, recordkeeping and digital disclosure solutions (including ShelfMonitor, AccountCompare, PeerCompare, RolloverAnalyzer, ComplianceExpress, and Publisher DOX) to help financial firms meet regulations such as Regulation Best Interest (Reg BI), Client Focused Reforms and other securities disclosure and point-of-sale requirements. The company focuses on enabling compliant, best-interest product and rollover recommendations, streamlining marketing fulfillment and disclosure workflows, and supporting remote advisory teams through modular SaaS solutions and deep domain expertise.

51 - 200 employees

Founded 1992

☁️ SaaS

📋 Compliance

🤝 B2B