Alpaca
201 - 500 employees
đ API
đł Fintech
âż Crypto
API ⢠Fintech ⢠Crypto
Alpaca is a fintech company that provides a comprehensive brokerage and trading platform through a suite of APIs. These APIs enable developers and businesses to integrate algorithmic trading, app development, and embedded investing into their services. Alpaca offers services like trading in US stocks, ETFs, and cryptocurrency with options for local currency transactions. The company is recognized for its cyber security practices and is a member of FINRA and SIPC. Alpaca is ideal for fintech startups, broker-dealers, hedge funds, and other financial services looking to build sophisticated trading applications and platforms with minimal friction through their well-documented Broker API.
Brokerage Operations Manager
đ April 8
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Alpaca
201 - 500 employees
đ API
đł Fintech
âż Crypto
API ⢠Fintech ⢠Crypto
Alpaca is a fintech company that provides a comprehensive brokerage and trading platform through a suite of APIs. These APIs enable developers and businesses to integrate algorithmic trading, app development, and embedded investing into their services. Alpaca offers services like trading in US stocks, ETFs, and cryptocurrency with options for local currency transactions. The company is recognized for its cyber security practices and is a member of FINRA and SIPC. Alpaca is ideal for fintech startups, broker-dealers, hedge funds, and other financial services looking to build sophisticated trading applications and platforms with minimal friction through their well-documented Broker API.
đ Description
⢠Monitor customer activity in near-real-time to manage trading exposure in margin and options. ⢠Review daily reporting and take appropriate action for exceptions. ⢠Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls. ⢠Perform option expiration processes and risk mitigation. ⢠Customer Service focus. ⢠Drive process improvements and efficiencies. ⢠Review fraud alerts on day to day basis. ⢠Ad hoc duties and projects as assigned.
đŻ Requirements
⢠Series 7 and 63 required, series 4 preferred or ability to obtain within three months of employment ⢠3+ years of brokerage operations experience ⢠Strong attention to detail, accuracy and reliability with the ability to thrive in a fast-paced environment ⢠Experience with FINRA, OCC regulations and systems ⢠Ability to work effectively and supportively within a team environment, and the ability to work independently ⢠Must possess the ability to adapt to a changing business and regulatory environment ⢠Enjoys challenges and taking ownership of new responsibilities
đď¸ Benefits
⢠Competitive Salary & Stock Options ⢠Health Benefits ⢠New Hire Home-Office Setup: One-time USD $500 ⢠Monthly Stipend: USD $150 per month via a Brex Card
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