Senior Principal Consultant – OCCO

🔥 3 minutes ago

🏄 California, Colorado, +10 more states – Remote

🏄 California – Remote ⛰️ Colorado – Remote 🦌 Connecticut – Remote 🐊 Florida – Remote 🌽 Illinois – Remote 🦞 Maine – Remote 🗽 New York – Remote 🌲 North Carolina – Remote 🍂 Massachusetts – Remote 🔔 Pennsylvania – Remote 🎸 Tennessee – Remote 🤠 Texas – Remote

💵 $180k - $200k / year

⏰ Full Time

🟠 Senior

💼 Consultant

👻 Ghost score 0%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

Apply Now

Find Similar Remote Jobs

Set Up Email Alert For New Jobs

📊 Check your resume score for this job

Improve your chances of getting an interview by checking your resume score before you apply.

Upload Resume

ACA Group

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

Founded 2002

💼 Consulting

🏢 Enterprise

👥 HR Tech

Consulting • Enterprise • HR Tech

ACA Group is a global team of innovative professionals dedicated to delivering exceptional services and experiences. They focus on providing talented individuals with opportunities to enhance their careers within an award-winning company. Their website emphasizes user experience and encourages prospective employees to explore job openings, highlighting their commitment to a diverse, inclusive workforce.

📋 Description

• Participate in mock regulatory examinations and compliance program reviews • Lead or assist examinations and reviews, including document requests, document review, interviews, report drafting, and oversight of project team members • Perform broad-scope work for large and complex clients and coordinate and consolidate colleagues’ work • Provide regulatory consulting services, including regulatory filings, forensic testing, policy and procedure reviews, marketing-material reviews, compliance advice, issue identification, and resolution proposals • Serve as an outsourced chief compliance officer for clients and ensure compliance programs meet regulatory requirements and best practices • Manage client relationships and projects proactively and profitably • Provide expert advice and deliver a superior client experience • Liaise with finance, sales, and legal departments • Identify, manage, and support special projects and internal initiatives • Draft industry articles, participate in sales, conduct or oversee compliance research, and prepare or deliver training and presentations • Supervise, train, evaluate, oversee, and provide feedback to junior colleagues • Perform ad-hoc client and internal special projects

🎯 Requirements

• Bachelor’s degree • 8 years of industry experience, or at least 6 years including qualifying experience as an examiner or attorney with the U.S. SEC, NFA, CFTC, FINRA, another regulatory authority, or as a compliance analyst or consultant with ACA or a comparable consulting organization • Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions • Executive presence and ability to interact with regulators and high-profile clients • Supervisory experience preferred • Professional integrity • Dependability, flexibility, and adaptability • Ability to exercise discretion and make independent judgments • Ability to work in a fast-paced individual and small-team environment • Ability to establish and maintain effective working relationships • Strong organizational and problem-solving skills with attention to detail • Strong oral and written communication skills • Proficiency with Microsoft Office applications • Comfort working in a tech-enabled environment and understanding of web-based technology applications • Willingness to travel

🏖️ Benefits

• Medical coverage • Dental coverage • 401(k) plans • Paid time off options • Flexible work environment • ACA Paid Holidays • Summer Fridays • Personal/Family Care leave • Other leaves of absence • Student Debt Forgiveness • Pet Insurance • Discretionary bonus