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ERM Program Manager

Job not on LinkedIn

🔥 7 minutes ago

🇺🇸 United States – Remote

⏰ Full Time

🟡 Mid-level

đźź  Senior

đź“‹ Program Manager

đź‘» Ghost score 25%

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Logo of Alpaca

Alpaca

201 - 500 employees

🔌 API

đź’ł Fintech

₿ Crypto

API • Fintech • Crypto

Alpaca is a fintech company that provides a comprehensive brokerage and trading platform through a suite of APIs. These APIs enable developers and businesses to integrate algorithmic trading, app development, and embedded investing into their services. Alpaca offers services like trading in US stocks, ETFs, and cryptocurrency with options for local currency transactions. The company is recognized for its cyber security practices and is a member of FINRA and SIPC. Alpaca is ideal for fintech startups, broker-dealers, hedge funds, and other financial services looking to build sophisticated trading applications and platforms with minimal friction through their well-documented Broker API.

đź“‹ Description

• Run the ERM intake cycle end to end, including ticket ingestion, functional interviews, surveys, and ad hoc signals from incidents or operational channels • Maintain functional and enterprise risk registers in Vanta, including owners, inherent and residual scores, mitigations, and status • Coordinate functional risk lead check-ins, chase blockers, and normalize inputs into the enterprise view • Map risks to Alpaca's 15 L1 categories and Appendix C L2 subcategories to enterprise scenarios for reporting • Apply the ERM Risk Scoring Model and validate residual risk with risk owners • Track mitigation plans, action owners, target dates, and escalations • Define KRIs with data owners and use proxy metrics where instrumentation is still maturing • Produce leadership and board ERM materials • Support ERM Working Group agendas, minutes, and action tracking • Operate the intake triage workflow: score, dedupe, and register actions • Build playbooks and templates for functional leads • Support local entity quarterly risk updates and escalation hygiene • Surface emerging risks, including crypto, AI, and multi-jurisdiction risks, for review • Update risk registers, run functional risk lead check-ins, and produce board materials • Report to the CISO/ERM Lead and work with the ERM Working Group, functional risk leads, and local entity leaders

🎯 Requirements

• Mid-career (roughly 5 to 10 years) in operational risk, ERM, GRC, or compliance program management at a regulated financial institution (broker-dealer, fintech, or capital markets) • Built or run a risk register from intake through reporting; not framework design only • Ability to coordinate Legal, Compliance, Finance, Product, Security, and Operations stakeholders without direct authority • Hands-on GRC platform experience • Clear writing: risk statements, executive summaries, and board-ready tables • SEC/FINRA familiarity or equivalent regulated-environment experience • Broker-dealer, clearing, or custody operations context • High-growth fintech experience standing up ERM while the business scaled • Crypto/digital assets risk register exposure • Multi-entity, multi-jurisdiction risk consolidation • Jira service desk or structured intake workflow design • COSO ERM / ISO 31000 implementation as an operator • Prior work drafting board or risk committee reporting

🏖️ Benefits

• Competitive Salary & Stock Options • Health Benefits • New Hire Home-Office Setup: One-time USD $500 • Monthly Stipend: USD $150 per month via a Brex Card

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