Senior Audit Manager

🕒 May 2

🏢🏡 New York City – Hybrid

💵 $130k - $180k / year

⏰ Full Time

🟠 Senior

💻 IT Support

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Brown Brothers Harriman

WebsiteLinkedInAll Job Openings

5001 - 10000 employees

Brown Brothers Harriman (BBH) is a privately held, global financial services firm headquartered in New York City. It serves its clients through its two focused business lines: Investor Services, which offers custody, accounting, administration, capital market services, and operating model solutions; and Capital Partners, which offers wealth management, corporate advisory and banking, investment management, and private equity.

📋 Description

• Work with middle-to-senior management to facilitate the identification and resolution of risk and control issues • Manage the work of project-specific teams (including multi-disciplined teams working on cross-enterprise matters) • Provide supervision and direction • Oversee multiple project teams simultaneously and providing ongoing progress reports to business line and audit management • Support audits for our Administration (Corporate Functions) and Investor Services lines of business • Direct and review the activities of the audit project team and work collaboratively on audit reports • Recruit, train, supervise and develop the team • Provide overall leadership to the team in connection with performance of the work and personal development and growth • Participate in more complex audits and/or subject matter and deliver industry expertise and perspective to the team and management • Evaluate risks, controls, policies, and procedures and how management monitors, communicates, and mitigates risk • Follow up on identified issues and recommend corrective actions to ensure problem resolution • Propose and facilitate viable solutions to issues identified and refine and recommend alternatives proposed by members of the audit team • Draft complete audit reports that provide a clear description of issues identified, related implications to the business or company/Firm as a whole, and recommendations to resolve the issues • Maintain effective working relationships at all levels of management in client organizations • Escalate significant audit issues, set direction/communicate proposed manner of resolution of audit issues and concerns that have a significant impact • Present audit results and recommendations to senior management • Work with senior management to stay abreast of changes in the business and growth plans and provide strategic advice and counsel on risk-related matters

🎯 Requirements

• Bachelor’s degree in finance, accounting or related field of study required • 8-10+ years leading audit engagements within financial services industry required • Project management experience • Prior managerial experience strongly preferred • Excellent analytical, communication and interpersonal skills required with ability to present complex and sensitive issues to senior management • Demonstrate basic knowledge of custody, accounting, fund services, asset services, etc. (Investor Services products) • Demonstrate basic knowledge of risk, legal, compliance, HR, controllers, treasury services, etc. as they relate to financial services (Corporate Functions divisions) • At least one professional audit certification is required (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Certified Financial Services Auditor (CFSA))

🏖️ Benefits

• Base salary, • Discretionary bonuses, • Profit-sharing, • Healthcare benefits, • Professional development opportunities, • Time off for well-being