Comply
201 - 500 employees
📋 Compliance
💳 Fintech
☁️ SaaS
Compliance • Fintech • SaaS
Comply is a regulatory compliance technology company (formerly ComplySci and RIA in a Box) that offers an integrated compliance platform and services for financial services firms. The platform provides solutions for employee compliance (trade monitoring, code of ethics, conflicts of interest), firm compliance (compliance calendar, risk assessments, annual review, policy builder), communications & archiving, political contribution and outside business activity monitoring, case management, reporting & analytics, and ComplyAI agentic capabilities (MCP Server) enabling teams to build custom AI agents. Comply serves private funds, wealth management & RIAs, broker-dealers, investment banks, endowments and other financial institutions, and provides services including registration, regulatory filings, managed services, consulting, and education.
Compliance Consultant
🕒 July 27
🇺🇸 United States – Remote
💵 $80k - $110k / year
⏰ Full Time
🟡 Mid-level
🟠 Senior
🚔 Compliance
👻 Ghost score 13%
📊 Check your resume score for this job
Improve your chances of getting an interview by checking your resume score before you apply.
Comply
201 - 500 employees
📋 Compliance
💳 Fintech
☁️ SaaS
Compliance • Fintech • SaaS
Comply is a regulatory compliance technology company (formerly ComplySci and RIA in a Box) that offers an integrated compliance platform and services for financial services firms. The platform provides solutions for employee compliance (trade monitoring, code of ethics, conflicts of interest), firm compliance (compliance calendar, risk assessments, annual review, policy builder), communications & archiving, political contribution and outside business activity monitoring, case management, reporting & analytics, and ComplyAI agentic capabilities (MCP Server) enabling teams to build custom AI agents. Comply serves private funds, wealth management & RIAs, broker-dealers, investment banks, endowments and other financial institutions, and provides services including registration, regulatory filings, managed services, consulting, and education.
📋 Description
• Provide ongoing compliance support to investment advisory firms • Review investment adviser regulatory documents • Communicate with clients using CRM and messaging tools • Prepare high-quality client content for various events • Participate in development of Comply products and services
🎯 Requirements
• Significant compliance experience with investment advisers • Comprehensive knowledge of the Investment Advisers Act of 1940 • Excellent interpersonal skills • Proficient in Microsoft Office Suite and Salesforce • Ability to work independently and collaboratively
🏖️ Benefits
• Health insurance • Paid time off • Flexible work arrangements • Professional development opportunities
Apply NowSimilar Jobs
🕒 July 27
Associate Director or Director leading CMC regulatory strategy for gene therapy programs at a company. Overseeing regulatory submissions and collaborating with internal teams for compliance.
🇺🇸 United States – Remote
💰 $150M Series C - Atsena Therapeutics on 2025-04
⏰ Full Time
🟠 Senior
🚔 Compliance
🕒 July 27
Lead global regulatory strategy and execution for gene therapy programs from research through commercialization. Collaborate with internal teams and global regulatory agencies on submissions and guidelines.
🇺🇸 United States – Remote
💵 $160k - $220k / year
💰 $150M Series C - Atsena Therapeutics on 2025-04
⏰ Full Time
🟠 Senior
🚔 Compliance
🕒 July 27
Regulatory Compliance Specialist focused on health, safety, and environmental compliance in a remote role. Engaging in audits and implementing safety policies for US regulations.
🕒 July 27
Compliance Nurse 2 overseeing regulatory compliance for long term care facilities in Georgia. Conducting on-site surveys and ensuring adherence to state and federal regulations.
🕒 July 27
Regulatory Nurse Case Manager managing regulatory affairs and compliance in a healthcare environment. Overseeing cases to improve patient care and organizational success in a remote role.
