Senior Portfolio Compliance Specialist

🕒 April 17

🏢🏡 Boston – Hybrid

💵 $118.9k - $238k / year

⏰ Full Time

🟠 Senior

💸 Financial Planning and Analysis (FP&A)

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Marsh McLennan

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1871

💸 Finance

Finance • Consulting • Insurance

Marsh McLennan is a leading professional services firm that operates in the areas of risk, strategy, and people. With over 85,000 employees worldwide, the company encompasses four main businesses: Marsh, offering insurance broking and risk management; Guy Carpenter, providing reinsurance and capital strategies; Mercer, specializing in health, wealth, and career consulting; and Oliver Wyman, focusing on strategy, economic, and brand consulting. Marsh McLennan is committed to fostering an inclusive culture, empowering its employees, and delivering innovative solutions to clients globally.

📋 Description

• Oversee the day-to-day portfolio compliance functions, including new guideline implementation, pre-trade and post-trade controls and monitoring, alert investigation and resolution • Manage rule creation, rule testing and rule library maintenance, and oversee service providers where applicable • Perform reporting and analysis to detect guideline breaches and monitor all outstanding issues through resolution • Support fund reporting relating to portfolio compliance, liquidity risk and derivative risk monitoring • Implement, maintain and enhance portfolio compliance procedures and controls • Contribute to a multi-year global investment platform project where portfolio compliance platform will be migrated • Manage and provide training and guidance to team members

🎯 Requirements

• Minimum 6 to 8 years of relevant experience in the investment management industry; knowledge of investment instruments including fixed income and derivatives • Familiarity with investment-related regulations and portfolio monitoring tools • Undergraduate degree in Finance, Economics, Accounting or similar fields • Critical thinking skill and excellent attention to detail • Effective verbal and written communication skills, ability to work in a team environment, and capable of managing projects effectively • Ability to exercise sound independent judgement to resolving problems or identifying issues requiring escalation, take charge and drive to conclusions • Ability to work independently and provide guidance to other staff members

🏖️ Benefits

• Health and welfare benefits • Tuition assistance • 401K savings and other retirement programs • Employee assistance programs