Audit Manager II – Compliance

🕒 May 20

🏢🏡 New York City – Hybrid

💵 $92.2k - $149.3k / year

⏰ Full Time

🟠 Senior

🔴 Lead

💻 IT Support

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TD

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1855

🏦 Banking

💸 Finance

💰 Grant on 2023-10

Banking • Finance • Insurance

TD is one of North America's biggest banks offering a wide range of banking services including personal and business banking, insurance, wealth management, and securities. TD is committed to sustainability, diversity, equity, and inclusion, ensuring a supportive and inclusive workplace where employees are empowered to grow. The bank provides various roles and career opportunities across different regions with a focus on community impact and professional development. TD's culture is defined by care and respect, aimed at benefiting their business performance, customers, and communities.

📋 Description

• Lead or serve as Auditor-In-Charge on complex audit engagements • Provide day-to-day leadership, coaching, and guidance to engagement team members • Oversee testing of design and operational effectiveness focused on TD Bank's US Operational Risk Management (ORM) and Enterprise Risk Management (ERM) frameworks • Ensure risk mitigation strategies are robust, effective, and aligned with regulatory standards • Undertake and complete a variety of complex audit projects • Provide thought leadership and/or industry knowledge for own area of expertise • Manage relationships with business lines / corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements

🎯 Requirements

• Undergraduate degree required • 7+ years of relevant experience • Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner • Banking industry audit experience with focus on Governance, Risk & Oversight Function strongly preferred • Relevant professional certifications, accounting designations, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM) • Advanced knowledge of audit standards, procedures, laws, rules, and regulations • Ability to lead, plan, implement and evaluate program/project activities to ensure completion • Skilled in mentoring, coaching, and performance management • Ability to work independently and collaboratively in a team environment • Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools

🏖️ Benefits

• Health and well-being benefits • Savings and retirement programs • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO) • Banking benefits and discounts • Career development and recognition