Audit Manager II – Financial Crimes, Issue Validation

🕒 May 13

🏢🏡 New York City – Hybrid

💵 $92.2k - $149.3k / year

⏰ Full Time

🟠 Senior

🔴 Lead

💻 IT Support

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TD

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1855

🏦 Banking

💸 Finance

💰 Grant on 2023-10

Banking • Finance • Insurance

TD is one of North America's biggest banks offering a wide range of banking services including personal and business banking, insurance, wealth management, and securities. TD is committed to sustainability, diversity, equity, and inclusion, ensuring a supportive and inclusive workplace where employees are empowered to grow. The bank provides various roles and career opportunities across different regions with a focus on community impact and professional development. TD's culture is defined by care and respect, aimed at benefiting their business performance, customers, and communities.

📋 Description

• The Audit Manager II is responsible for validating Regulatory Issues working through the audit methodology • Lead or serve as Auditor-In-Charge on complex regulatory audit engagements • Provide day-to-day leadership, coaching, and guidance to engagement team members • Oversee testing of design and operational effectiveness focused on Regulatory Issue validation • Manage the suite of work required to meet regulatory deadlines and internal timelines • Undertake and complete a variety of complex audit projects and initiatives

🎯 Requirements

• Undergraduate degree required • 7+ years of relevant experience • Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner • Banking industry audit experience with focus on Financial Crimes Compliance and issue validation strongly preferred • Relevant professional certifications, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM, CAMS) • Advanced knowledge of audit standards, procedures, laws, rules, and regulations • Ability to lead, plan, implement and evaluate program/project activities • Skilled in mentoring, coaching, and performance management • Ability to work independently as well as collaboratively in a team environment • Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools

🏖️ Benefits

• Health benefits • Flexible work arrangements • Professional development opportunities • Paid time off