Audit Manager II – Financial Crimes, Issues Validation

🕒 May 19

🏢🏡 New York City – Hybrid

💵 $92.2k - $149.3k / year

⏰ Full Time

🟠 Senior

🔴 Lead

💻 IT Support

🦅 H1B Visa Sponsor

This company has sponsored H1B visas in the past.

Apply Now

Find Similar Remote Jobs

Receive Emails For Remote Jobs

📊 Check your resume score for this job

Improve your chances of getting an interview by checking your resume score before you apply.

Upload Resume

TD

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1855

🏦 Banking

💸 Finance

💰 Grant on 2023-10

Banking • Finance • Insurance

TD is one of North America's biggest banks offering a wide range of banking services including personal and business banking, insurance, wealth management, and securities. TD is committed to sustainability, diversity, equity, and inclusion, ensuring a supportive and inclusive workplace where employees are empowered to grow. The bank provides various roles and career opportunities across different regions with a focus on community impact and professional development. TD's culture is defined by care and respect, aimed at benefiting their business performance, customers, and communities.

📋 Description

• Provide specialized in-depth subject matter expertise and responsible for Validating Regulatory Issues • Lead or serve as Auditor-In-Charge on complex regulatory audit engagements • Provide day-to-day leadership, coaching, and guidance to engagement team members • Oversee testing of design and operational effectiveness focused on Regulatory Issue validation • Manage the suite of work required to meet regulatory deadlines and internal timelines • Complete a variety of complex audit projects and initiatives

🎯 Requirements

• Undergraduate degree required • 7+ years of relevant experience • Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner strongly preferred • Banking industry audit experience with focus on Financial Crimes Compliance and issue validation strongly preferred • Relevant professional certifications (e.g., CIA, CRCM, CAMS) strongly preferred • Advanced knowledge of audit standards, procedures, laws, rules, and regulations • Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) • Ability to lead, plan, implement and evaluate program/project activities to ensure completion

🏖️ Benefits

• Health and well-being benefits • Savings and retirement programs • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO) • Banking benefits and discounts • Career development and reward and recognition