Senior Compliance Examiner

Job not on LinkedIn

🔥 17 minutes ago

🇺🇾 Uruguay – Remote

⏰ Full Time

🟠 Senior

🚔 Compliance

👻 Ghost score 10%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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CIR

WebsiteLinkedInAll Job Openings

501 - 1000 employees

Founded 1932

🏭 Manufacturing

⚡ Energy

🔧 Hardware

Manufacturing • Energy • Hardware

CIR is a Uruguayan industrial group with over 80 years of history that provides integrated industrial and engineering solutions across metalworking, thermal power generation, electromechanical assembly, transportation services and HVAC. Its subsidiaries include CIR Ind. Metalúrgica, TFU Montajes, TFU Generación Térmica, Servipiezas, Mekatronic and CIR Acondicionamiento Térmico, supplying equipment, installation, maintenance and spare parts to industrial and transport clients.

📋 Description

• Lead the planning, development, and implementation of strategic Compliance department initiatives • Develop and implement streamlined procedures and train team members on updated procedures • Conduct on-site and virtual audits of financial professional offices • Plan audit routes, schedule visits, and arrange flights, hotels, and rental cars • Monitor adherence to internal policies, procedures, rules, and regulations • Communicate regulatory updates to financial professionals and alert management to potential violations • Facilitate training and provide guidance on escalated audit deficiencies through resolution • Deliver Compliance support to management, company associates, and financial professionals • Track open issues and follow up to ensure resolution • Communicate pre- and post-audit results through formal written reports • Follow up to confirm concerns are corrected within specified timeframes • Maintain current knowledge of compliance regulations and industry topics • Complete continuing education required for FINRA licenses

🎯 Requirements

• FINRA Series 7, Series 24, Series 63, and either Series 65 or Series 66 licenses • Four or more years of related experience, education, and/or training • Strong knowledge of financial services compliance, regulatory requirements, and audit practices • Strong analytical and critical-thinking skills • Clear, professional written and verbal communication skills • Strong organization, planning, and time-management skills • Sound judgment, attention to detail, and discretion when handling sensitive or confidential information • Ability to work independently, make informed decisions, and escalate potential compliance concerns appropriately • Effective collaboration, coaching, and facilitation skills • Process-improvement mindset and ability to develop and implement efficient procedures • Flexibility and willingness to travel to financial professional offices as required • Valid driver’s license

🏖️ Benefits

• Premium benefit package including medical, vision, dental, life and long-term disability insurance • Vacation/sick time • 401K retirement plan with company matching program • Eleven paid holidays • Work/life balance promotion