
201 - 500 employees
📋 Compliance
💳 Fintech
☁️ SaaS
Compliance • Fintech • SaaS
Comply is a regulatory compliance technology company (formerly ComplySci and RIA in a Box) that offers an integrated compliance platform and services for financial services firms. The platform provides solutions for employee compliance (trade monitoring, code of ethics, conflicts of interest), firm compliance (compliance calendar, risk assessments, annual review, policy builder), communications & archiving, political contribution and outside business activity monitoring, case management, reporting & analytics, and ComplyAI agentic capabilities (MCP Server) enabling teams to build custom AI agents. Comply serves private funds, wealth management & RIAs, broker-dealers, investment banks, endowments and other financial institutions, and provides services including registration, regulatory filings, managed services, consulting, and education.
Selected: 🆕 Date Added.
🕒 August 13
Customer Success Manager driving adoption and value realization for Comply’s financial compliance SaaS clients. Using analytics, digital programs, and education to improve customer health and retention.
🇺🇸 United States – Remote
💵 $60k - $75k / year
⏰ Full Time
🟢 Junior
🟡 Mid-level
🏆 Customer Success
🚫👨🎓 No degree required
👻 Ghost score 4%
🕒 July 27
Partnership Executive Consultant providing compliance consulting services for investment advisers and broker-dealers. Managing client relationships and delivering high-quality compliance reviews and advisory.
🇺🇸 United States – Remote
💵 $155k - $180k / year
⏰ Full Time
🟠 Senior
🔴 Lead
👔 Executive
👻 Ghost score 13%
🕒 July 27
Enhanced Compliance Consultant delivering high-quality compliance services to investment advisory firms. Working with clients to navigate regulatory requirements and compliance challenges.
🇺🇸 United States – Remote
💵 $80k - $110k / year
⏰ Full Time
🟡 Mid-level
🟠 Senior
🚔 Compliance
👻 Ghost score 13%