
1001 - 5000 employees
Founded 1997
πΈ Finance
π€ B2B
βοΈ SaaS
Finance β’ B2B β’ SaaS
Kestra Holdings is an ecosystem and holding company that provides industry-leading wealth management platforms and services to independent financial professionals across the United States. It serves as the direct or indirect parent of broker-dealer and registered investment adviser subsidiaries (including Kestra Investment Services, Kestra Advisory Services, Kestra Private Wealth Services, Kestra Institutional Services, Arden Trust Company, and Bluespring Wealth Partners) and offers end-to-end solutions such as portfolio management platforms, technology and back-office support, trust services, succession and monetization opportunities, and insurance and planning services. Kestra emphasizes enabling advisor independence through scale, service, and technology to support both advisors and their investing clients.
π₯ 2 minutes ago
Surveillance Analyst supporting compliance in financial services by resolving issues and collaborating with advisors. Requires strong analytical skills and regulatory knowledge.
π₯ 2 minutes ago
Advertising Compliance Analyst responsible for reviewing compliance in sales literature and marketing materials. Collaborating with financial professionals and regulators in the home office compliance department.
π₯ 2 minutes ago
Senior Supervisory Principal overseeing compliance for Registered Representatives in a remote environment. Responsible for training, resolving issues, and ensuring adherence to regulatory standards through supervision.
π₯ 2 minutes ago
Advertising Compliance Analyst reviewing marketing compliance for financial professionals. Collaborating with teams to align communications with regulatory standards and conducting regulatory research.