Fifth Third Bank
10,000+ employees
Founded 1858
🏦 Banking
Banking
Fifth Third Bank is a diversified financial services company offering a wide range of banking and financial products and services. It provides personal banking solutions such as checking and savings accounts, credit and debit cards, and identity theft protection. Borrowers can access various loans and mortgage options, while investors benefit from investment products like ETFs, mutual funds, and stocks. The bank also provides a robust set of services for businesses and commercial clients, including cash management, treasury management, and specialized lending solutions. Additionally, Fifth Third offers wealth management services with private banking, trust, and estate services. Customers can benefit from Fifth Third's online and mobile banking platforms, enabling them to bank anywhere at any time. Fifth Third Bank is focused on delivering seamless banking experiences with a strong emphasis on customer convenience and security.
Principal Review Specialist
🔥 52 minutes ago
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Fifth Third Bank
10,000+ employees
Founded 1858
🏦 Banking
Banking
Fifth Third Bank is a diversified financial services company offering a wide range of banking and financial products and services. It provides personal banking solutions such as checking and savings accounts, credit and debit cards, and identity theft protection. Borrowers can access various loans and mortgage options, while investors benefit from investment products like ETFs, mutual funds, and stocks. The bank also provides a robust set of services for businesses and commercial clients, including cash management, treasury management, and specialized lending solutions. Additionally, Fifth Third offers wealth management services with private banking, trust, and estate services. Customers can benefit from Fifth Third's online and mobile banking platforms, enabling them to bank anywhere at any time. Fifth Third Bank is focused on delivering seamless banking experiences with a strong emphasis on customer convenience and security.
📋 Description
• Performs brokerage and insurance regulatory sales supervision functions • Approves or rejects a subset of business processes including rollovers, securities and/or insurance transactions • Determines whether transactions are in conformance with regulatory requirements • Conducts informal business practice reviews to identify trends and/or irregular trading activity • Assists with regulatory exams and requests
🎯 Requirements
• High school diploma or equivalent required • Bachelor's degree in Finance, Economics or related field preferred • 2 years brokerage or related work experience • Series 7, 63, and 24 are required to be obtained • Strongly encouraged to obtain Series 4, 53 and 66, as well as a life and health insurance license • Extensive knowledge of investment products including Annuities, Stocks, ETF's, ETN's, Mutual Funds, UIT's, Structured Products, Corporate Bonds, Government Bonds, Municipal Bonds, Brokerage CD's and Options
🏖️ Benefits
• Comprehensive benefits programs • Health insurance • Retirement plans • Paid time off • Flexible work arrangements • Professional development opportunities • Incentive compensation plan based on performance
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