Senior Principal Consultant

🕒 June 3

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Logo of ACA Group

ACA Group

1001 - 5000 employees

Founded 2002

🤝 B2B

🏢 Enterprise

👥 HR Tech

B2B • Enterprise • HR Tech

ACA Group is a global team of innovative professionals dedicated to delivering exceptional services and experiences. They focus on providing talented individuals with opportunities to enhance their careers within an award-winning company. Their website emphasizes user experience and encourages prospective employees to explore job openings, highlighting their commitment to a diverse, inclusive workforce.

📋 Description

• Lead or assist all aspects of mock regulatory examinations and compliance program reviews • Perform a broad scope of work during reviews of ACA’s largest and most complicated clients • Provide regulatory consulting services to clients as needed • Manage assigned client relationships and projects proactively and profitably • Liaising with other internal departments as necessary • Identify, manage and/or support ACA special projects and internal initiatives • Formally supervise, train, evaluate, oversee, and provide feedback to colleagues • Perform ad-hoc work/special projects as necessary to support ACA

🎯 Requirements

• Bachelor’s degree • 8 years of industry experience • Alternatively, at least 6 years of experience including: • (i) an examiner or attorney with the U.S. SEC, NFA, CFTC, FINRA, or another regulatory authority • (ii) a compliance analyst or consultant with ACA or a consulting organization comparable to ACA • Advanced knowledge of relevant federal securities laws and associated rules • Executive presence – a professional who interacts effortlessly with regulators and high-profile clients • Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred. • Supervisory experience.

🏖️ Benefits

• medical and dental coverage • 401(k) plans • paid time off options • flexible work environment • ACA Paid Holidays • Summer Fridays • Personal/Family Care • leaves of absence • Student Debt Forgiveness • Pet Insurance

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