Chief Compliance Officer – US

🔥 0 minutes ago

🇺🇸 United States – Remote

💵 $200k - $280k / year

⏰ Full Time

🔴 Lead

🚔 Compliance

👻 Ghost score 4%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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Allocator One

WebsiteLinkedInAll Job Openings

11 - 50 employees

Founded 2023

💸 Finance

💳 Fintech

🤝 B2B

Finance • Fintech • B2B

Allocator One is a company focused on providing anchor investments for first-time venture capital funds. They offer fund managers support with paperwork and administrative tasks, while ensuring access to a network of service providers and investors. Allocator One is committed to making the funds ecosystem more accessible and profitable through innovative investment approaches and strategic partnerships.

📋 Description

• Lead the SEC registration process as a private fund adviser, including Form ADV Parts 1A, 1B, and Part 2 Adviser Brochure • Manage ongoing SEC compliance • Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks • Conduct annual compliance reviews and testing • Prepare SEC examination responses and handle regulatory inquiries • Monitor evolving SEC private fund rules and translate them into practical policies • Define staffing, systems, and office infrastructure needed to establish adequate organizational substance • Establish procedures for monitoring sub-advised GPs and compliance with fund mandates and risk limits • Oversee books and records management, including six-year retention, email preservation, trade capture, and decision logs • Coordinate with IT on cybersecurity compliance • Design and oversee compliance monitoring across Infra One’s portfolio of funds • Conduct initial and ongoing due diligence on GP sub-advisers • Maintain evidence of monitoring through quarterly reviews, compliance testing, and incident logs • Advise the US Platform Head on fund structuring, GP selection, and investor eligibility • Participate in investment committee meetings to identify compliance and regulatory risks • Own conflicts-of-interest identification and disclosure and communicate material conflicts to fund investors • Report to the US Platform Head / Managing Director

🎯 Requirements

• 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm • Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers • Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management • Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards • Prior experience with SEC registration, Form ADV filings, and exam cycles • Entrepreneurial compliance mindset; ability to build frameworks from scratch • Cross-functional fluency across operations, finance, and legal • Ability to translate complex regulatory requirements into actionable policy for non-compliance teams • Prior exposure to European fund regulation (Luxembourg, Ireland) or multi-jurisdictional platforms (nice to have) • CPA, JD, or CFA (nice to have); CCEP is a plus • Exposure to infrastructure or venture fund management (nice to have)

🏖️ Benefits

• 20% bonus • Equity: TBD (0.1%–0.3% depending on background) • Remote work with preferred US timezone overlap with San Francisco HQ • Full ownership of the compliance operating system • Direct input into platform strategy and GP selection • Participation in investment decisions and board discussions • Meaningful equity stake in an early-stage platform