Supervisory Analyst – Part-Time

Job not on LinkedIn

🔥 7 minutes ago

🇺🇸 United States – Remote

⏱ Part Time

🟡 Mid-level

🟠 Senior

🧐 Analyst

🦅 H1B Visa Sponsor

This company has sponsored H1B visas in the past.

👻 Ghost score 15%

What it means: the chance that no one is really hiring for this job.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.Why this score:

• Just posted.
• No salary listed.

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Cleveland Research Company

WebsiteLinkedInAll Job Openings

51 - 200 employees

Founded 2006

💼 Consulting

📦 Logistics

📣 Marketing

Consulting • Logistics • Marketing

Cleveland Research Company is an independent research firm that provides comprehensive insights and analysis across various industries, including consumer, industrial, fintech and payments, technology, and healthcare. With a focus on unbiased, channel-driven research, they leverage a vast network of industry contacts and proprietary data to deliver actionable market recommendations and detect early inflections in these sectors. Their expertise and strong relationships developed over two decades have positioned them as a leading research provider in the U. S.

📋 Description

• Adhere to all regulatory and compliance requirements • Provide supervisory approval for written research products prior to client dissemination • Review content quality and adherence to relevant regulations and business standards • Ensure appropriate disclosures are included for all approved products • Review multiple reports while communicating effectively with analysts and team members • Assist with FINRA exams as applicable • Assist with annual compliance reporting requirements • Promptly escalate potential issues to the CCO • Develop and maintain positive working relationships with internal clients, staff, and peers • Support the CCO and Compliance Team with other assigned duties

🎯 Requirements

• 3–5 years prior Supervisory Analyst experience • Undergraduate degree • Active FINRA Registrations (SIE, 7, 24 and 16 OR 86/87) required • Working knowledge of FINRA and SEC regulations related to equity research content and practices (i.e., 2241, 2210, Reg AC, etc.) • Critical thinking skills and high attention to detail • Outstanding time management skills in a fast-paced environment • Flexibility to work outside regular work hours if/when needed • High ethical standards • Effective written and verbal communication with all levels of staff • Strong technical skills, including Outlook, Word, Excel, PowerPoint, Singletrack web-based publishing platform, and other tools

🏖️ Benefits

• Competitive salary + bonus potential • Paid time off • 401k • TASC eligible • Remote work arrangement

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