Remote Jobs at Compliance Exchange Group (CXG)

Compliance Exchange Group (CXG)

11 - 50 employees

Founded 2013

💼 Consulting

⚖️ Legal

🛡️ Insurance

Consulting • Legal • Insurance

Compliance Exchange Group (CXG) is a compliance services firm specializing in broker-dealer support. They provide outsourced Chief Compliance Officer (CCO) and Financial Operations Principal (FinOp) solutions, help clients buy or start broker-dealers, assist with FINRA/Gateway registrations, CMA/1017 approvals, AML audits, and offer Series 24 and Series 79 principal services. CXG targets small to mid-size firms, offering turn-key, cost-efficient compliance, registration, and investment banking support to manage regulatory requirements and facilitate growth.