Compliance Analyst

🔥 3 hours ago

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Facet

WebsiteLinkedInAll Job Openings

201 - 500 employees

Founded 2016

We believe financial planning, when done right, is essential to living well. That’s why we created Facet. Our mission is to improve the lives of millions of Americans by offering impartial and invaluable financial advice and services at an affordable membership fee.

📋 Description

• Partner directly with business units to support creative marketing campaigns, product development, and new member capabilities • Act as a daily resource for the team, finding compliant ways to deliver creative messages to the intended audience • Support IAR registrations, communication reviews, OBA’s, and regulatory filings (ADV’s) • Build policies and procedures for a rapidly growing company transitioning toward best-in-class subscription metrics • Act as a key point of contact for member issues to ensure the best outcomes for 16,000+ members • Collaborate with Marketing, Sales, Product, and Planning • Review AI-driven tools for the planning engine • Help design compliance systems for a flat-fee financial advice model

🎯 Requirements

• 5+ years of compliance experience with a Registered Investment Advisor • Desire to understand and support a tech-first, flat-fee model with compliance expertise • Proven ability to provide balanced, compliant solutions for different stakeholders • Comfortable working with proprietary technology and AI-driven tools • Superb organizational skills • Ability to provide constructive feedback to enhance the offering • Ability to thrive in a nimble, fast-paced environment

🏖️ Benefits

• Competitive Compensation: $100,000 - $120,000 base salary + bonus • Equity in a rapidly growing company • Remote-first culture—work from anywhere in the U.S. • Flexible Paid Time Off (PTO) • Medical • Dental • Vision • 401(k) match • Disability benefits • Paid parental leave • Wellness reimbursement • Education reimbursement programs