
51 - 200 employees
💼 Consulting
📦 Logistics
📣 Marketing
Consulting • Logistics • Marketing
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. The firm delivers a white-labeled regulatory affiliation and compliance back-office solution that supports a wide range of private market dealmaking including M&A, capital raising, private placements, direct participation programs, fintech marketplaces, and alternative investment sponsors. Additionally, Finalis provides leverage to securities brokers with the Finalis Hub, offering a hassle-free deal management solution and a Marketplace that connects brokers for insights and collaboration. Launched in 2020, this SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform.
Selected: 🇺🇸 United States – Remote USA.
Selected: 🆕 Date Added.
🔥 8 hours ago
Investment Banking Compliance Analyst reviewing private placements, M&A, and broker-dealer compliance for Finalis. Supporting bankers through due diligence, transaction execution, and closing.
🇺🇸 United States – Remote
💵 $65k - $90k / year
⏰ Full Time
🟡 Mid-level
🟠 Senior
💸 Financial Planning and Analysis (FP&A)
🦅 H1B Visa Sponsor
👻 Ghost score 0%
🔥 8 hours ago
Broker-dealer compliance analyst supporting Finalis, a platform providing regulatory affiliation and compliance infrastructure for boutique investment banks. Managing representative supervision, surveillance, registrations, and regulatory inquiries.
🇺🇸 United States – Remote
💵 $65k - $90k / year
⏰ Full Time
🟡 Mid-level
🟠 Senior
🚔 Compliance
🦅 H1B Visa Sponsor
👻 Ghost score 0%