Senior Compliance Analyst

🔥 18 hours ago

🇺🇸 United States – Remote

💵 $67k - $90k / year

⏰ Full Time

🟠 Senior

🚔 Compliance

👻 Ghost score 0%

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Logo of Guild Mortgage

Guild Mortgage

1001 - 5000 employees

Founded 1960

🏗️ Construction

💸 Finance

🏠 Real Estate

Construction • Finance • Real Estate

Guild Mortgage is a U. S. -based mortgage lender and loan servicer that provides a wide range of home financing products and services to consumers and business partners. The company offers purchase and refinance mortgages, including conventional, FHA, VA, USDA, jumbo, renovation, construction, reverse mortgages, HELOCs, and specialty programs and down-payment assistance. Guild Mortgage operates nationwide through local branches and loan officers, supports borrowers with servicing and online account management, and partners with builders, real estate agents, title agents, and correspondents.

📋 Description

• Support Guild Mortgage’s Origination division through complaint management, regulatory examinations, compliance monitoring, regulatory research, and compliance advisory support • Independently investigate, analyze, and manage a high volume of formal origination complaints • Serve as backup for servicing-related formal complaints as needed • Prepare written responses and communications for regulators, investors, executives, customers, and other stakeholders • Perform root cause analysis for complaints, examination findings, and monitoring results • Coordinate and facilitate state, federal, agency, GSE, and investor examinations • Manage document production, response coordination, issue tracking, and remediation • Manage multiple examinations and complaint matters while meeting regulatory deadlines • Design, develop, implement, maintain, and enhance risk-based and other compliance monitoring reviews • Develop testing methodologies, sampling approaches, workpapers, reporting templates, and executive summaries • Perform transactional testing, analyze results, communicate findings, and recommend corrective actions • Research and interpret regulatory requirements • Review regulatory changes and implement required process updates as directed • Prepare executive summaries, trend analyses, examination updates, monitoring reports, and briefing materials for senior leadership • Identify opportunities to strengthen compliance controls, improve processes, and enhance the Compliance Management System • Escalate material compliance risks and perform other assigned duties • Work under broad direction with considerable latitude for independent action

🎯 Requirements

• Bachelor’s degree in business, Finance, Legal Studies, or related field preferred; a combination of education and experience may be considered in lieu of the Bachelor’s degree • Minimum five years' experience in mortgage compliance • Ability to organize and manage multiple priorities simultaneously • Strong interpersonal and customer service skills • Ability to handle confidential matters with discretion • Exceptional writing skills for concise, persuasive, regulator-ready complaint responses, examination narratives, executive summaries, and analytical reports • Strong critical thinking and sound judgment • Ability to design and mature compliance monitoring programs and testing methodologies • Executive presence and effective communication with regulators, executives, attorneys, auditors, and operational leadership • Excellent verbal and written communication skills required • Highly organized and detail-oriented; ability to work in a fast-paced, metrics-driven environment required • Proficiency in Microsoft Office Suite, Word, Excel, Wiki, collaborative cloud-based programs, and third-party software applications required • Work authorization/location: Remote United States • Monday–Friday business-week schedule; occasional night or weekend work may be necessary • Travel 5% or less

🏖️ Benefits

• Medical insurance • Dental insurance • Vision insurance • Life insurance • AD&D insurance • LTD insurance • 401(k) with employer match • Pleasant work environment • Competitive compensation • Occasional night or weekend may be necessary

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