Advertising Analyst

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🔥 4 minutes ago

🌵 Arizona, Texas – Remote

🌵 Arizona – Remote 🤠 Texas – Remote

⏰ Full Time

🟡 Mid-level

🟠 Senior

🧐 Analyst

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Kestra

WebsiteLinkedInAll Job Openings

51 - 200 employees

Founded 2022

☁️ SaaS

🤖 Artificial Intelligence

SaaS • Artificial Intelligence

Kestra is an open-source orchestration platform for data, AI, and infrastructure workflows. It is event-driven, language-agnostic, and built for enterprise scale, letting teams declare workflows in YAML and run tasks in Python, Bash, Node. js, Go, or containers. Kestra offers 1800+ plugins, self-hosted and cloud managed editions, and enterprise features such as SSO, RBAC, audit logs, multi-tenancy, and SOC 2 readiness. It targets data engineering, platform/infrastructure automation, and AI operationalization (RAG pipelines, agents, evaluation, retraining) with CI/CD-native, API-first orchestration and governance.

📋 Description

• Provide subject matter expertise in reviewing sales literature, marketing materials, and communications, while proactively assisting financial professionals in aligning content with regulatory requirements and internal policies. • Contribute to the development and maintenance of controls, systems, procedures, and records as required by FINRA, SEC, and state regulators. • Support the creation and updates of supervisory procedures, training content, a compliance-approved materials library, and internal communications. • Responsible for the supervisory review of written and electronic correspondence. • Responsible for the supervisory review of outside business activities (OBA). • Participate in the training and mentorship of Advertising Compliance Analysts. • Collaborate effectively with financial professionals, product partners, RIAs, agents, advertising agencies, and PR firms. • Assist in training internal teams and field staff on advertising processes, systems, and regulations. • Elevate relevant questions or concerns to senior analysts or management as appropriate. • File advertising and communications with FINRA as required. • Conduct regulatory research as needed. • Demonstrate professionalism, accountability, client focus, and teamwork as part of the firm’s cultural commitment.

🎯 Requirements

• Bachelor’s Degree preferred • Minimum 5 years industry experience • Strong understanding of digital marketing trends, content strategy, and social media use in financial services. • Experience working within a dual-registrant environment (broker-dealer and RIA). • Solid knowledge of SEC Marketing Rule requirements, including rules around third-party awards, endorsements, testimonials, and performance advertising. • In-depth familiarity with FINRA and SEC advertising/communications regulations. • Ability to interpret and reconcile regulatory rules with proposed advertising materials. • Strong verbal and written communication skills; ability to explain complex compliance concepts clearly and constructively. • Understanding of securities and insurance products, as well as investment advisory services. • FINRA Series 7 License required • FINRA Series 24 License required • Series 66 within 3 months of hire.