Brokerage Services Registered Analyst – Series 7, 63

🔥 4 minutes ago

🐊 Florida, New Jersey, +5 more states – Remote

🐊 Florida – Remote 🏖️ New Jersey – Remote 🗽 New York – Remote 🌲 North Carolina – Remote 🤠 Texas – Remote ⚔️ Virginia – Remote 🧀 Wisconsin – Remote

💵 $23 - $34 / hour

⏰ Full Time

🟡 Mid-level

🟠 Senior

🧐 Analyst

🦅 H1B Visa Sponsor

This company has sponsored H1B visas in the past.

👻 Ghost score 0%

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Northwestern Mutual

WebsiteLinkedInAll Job Openings

5001 - 10000 employees

Founded 1869

💸 Finance

🛡️ Insurance

Finance • Insurance

Northwestern Mutual is a leading financial services and life insurance company based in Milwaukee, Wisconsin. It offers its clients a broad range of financial planning services including life insurance, disability insurance, long-term care insurance, and personalized investment strategies through its network of financial advisors. Known for its strong corporate culture and commitment to employee development, Northwestern Mutual provides an environment that fosters growth, diversity, and meaningful work opportunities. The company emphasizes flexibility, career growth, and a supportive work culture, making it an attractive place for both new and experienced professionals. Furthermore, Northwestern Mutual prioritizes technology and innovation in financial services, aiming to revolutionize the industry from within.

📋 Description

• Provide consultative service to clients and advisors on investment concepts • Serve as an expert on mutual fund trading, brokerage account servicing, cost basis, and tax reporting • Apply industry knowledge to complex problems and build critical-thinking skills • Collaborate with department leads and NM Wealth business partners to drive product enhancements • Learn new concepts and help others navigate industry change • Serve as primary contact for assigned NM Investment home-office clients • Address inquiries about investment accounts and products • Analyze, input, and review investment transactions, including trade executions, transfers, and account maintenance • Ensure transaction accuracy and compliance • Stay current on industry trends, investment products, and regulatory requirements • Educate clients and field partners on digital and self-service capabilities • Contribute to continuous improvement and client retention efforts

🎯 Requirements

• FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) • Associate degree in business or related field or equivalent combination of education and experience • Minimum of 3 years related financial services experience • Advanced customer service, written, and verbal communication skills • Intermediate understanding of tax implications related to investments • Strong desire to continuously learn and improve • Strong problem-solving and scenario-evaluation skills • Ability to provide solutions • Series 63 - FINRA • Series 7 - FINRA • SIE - FINRA • Requires fingerprinting • Must protect customer privacy and confidentiality and follow applicable legal and regulatory requirements for data management • Knowledge of investment products, financial markets, investment concepts, and related regulations • Ability to apply compliance standards, policies, processes, and procedures