IT Audit Consultant – AML, Regulatory Remediation

🔥 3 hours ago

🇺🇸 United States – Remote

💵 $59 - $89 / hour

⏳ Contract/Temporary

🟡 Mid-level

🟠 Senior

🚨 AML and Financial Crime

🦅 H1B Visa Sponsor

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RSM US LLP

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1926

💼 Consulting

Consulting • Financial services • Professional services

RSM US LLP is a limited liability partnership and the U. S. member firm of RSM International, providing assurance, tax, and consulting services primarily to middle market businesses. The firm focuses on delivering insights and tailored solutions to help clients navigate complex business challenges and drive growth. With expertise across various sectors, RSM aims to support client success through strategic consulting and practical business solutions.

📋 Description

• Assess the design and operating effectiveness of IT controls supporting AML and Financial Crimes processes, including transaction monitoring, sanctions screening, and KYC/CDD platforms • Perform issue validation and remediation testing to evaluate corrective actions against identified risks and regulatory findings • Execute risk-based audit procedures, including controls testing and targeted substantive testing • Evaluate IT general controls, change management processes, security controls, operational processes, and data controls supporting AML technology environments • Conduct model validation and controls testing, including governance, methodologies, assumptions, and supporting documentation • Review technical documentation, system configurations, data flows, reports, and application controls to assess risk and support audit conclusions • Identify control gaps, assess root causes, and provide practical recommendations to strengthen control environments • Prepare clear, concise, high-quality audit documentation for internal audit, regulatory, and stakeholder review • Support a large global banking client on regulatory remediation and issue validation initiatives

🎯 Requirements

• 5+ years of experience in IT Audit, Technology Risk, Internal Audit, or a related field within banking or financial services • Experience performing controls testing, targeted substantive testing, issue validation, or regulatory remediation reviews • Knowledge of AML and Financial Crimes processes, including transaction monitoring, sanctions screening, and customer due diligence • Experience evaluating IT general controls (ITGCs), application controls, security controls, and change management processes • Experience with model validation, model governance, or control effectiveness assessments • Ability to review and interpret technical documentation, system architecture, data flows, system configurations, and code • Strong analytical, documentation, written communication, and stakeholder management skills • Preferred experience with consent order validation and regulatory remediation programs • Preferred experience with large global banking institutions • Preferred experience in AML, Financial Crimes, Compliance, or Regulatory Risk functions • Preferred experience with Model Risk Management or model governance frameworks • Preferred experience with regulatory environments involving OCC, Federal Reserve, FDIC, or similar bodies • RSM does not intend to hire entry-level candidates who will require sponsorship now or in the future

🏖️ Benefits

• Competitive benefits and compensation package • Flexible schedule • Flexibility to balance life’s demands while serving clients • Reasonable accommodation for people with disabilities