Junior Compliance & Reporting Specialist

🕒 October 13

🇺🇸 United States – Remote

💵 $70k - $80k / year

⏰ Full Time

🟢 Junior

🚔 Compliance

🚫👨‍🎓 No degree required

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Tradeify

WebsiteLinkedInAll Job Openings

11 - 50 employees

Founded 2021

👥 B2C

💳 Fintech

🛍️ eCommerce

B2C • Fintech • eCommerce

Tradeify is a prop trading firm that empowers traders by providing them with up to $750,000 in funding through a streamlined process. The company offers instant funding options, allowing traders to start generating payouts quickly without the need for extensive evaluation periods. With features like automated journaling to track and analyze trading performance, Tradeify focuses on enabling traders to maximize their potential while minimizing their financial risk. Additionally, the platform provides personalized support to help navigate the trading journey effectively.

📋 Description

• Support monitoring of the firm’s adherence to NFA and CFTC requirements and flag potential gaps • Maintain the reporting obligations register and recordkeeping registers • Help prepare regulatory filings and support responses to regulatory inquiries • Assist with the AML program, including customer risk profiling, transaction monitoring, and preparing information for suspicious activity reporting • Review marketing and promotional materials against NFA Compliance Rule 2-29 and escalate questions as needed • Help document policies and procedures and prepare staff training materials • Contribute to recordkeeping and NFA exam-readiness work • Work with operations, technology, and customer support teams to keep compliance processes running smoothly • Support day-to-day compliance and regulatory reporting for a futures brokerage operating as a Guaranteed Introducing Broker under CFTC and NFA oversight

🎯 Requirements

• 1–2 years of experience in compliance, regulatory reporting, or a related role in financial services • Futures, brokerage, or fintech experience is a strong plus • Degree in finance, economics, law, or a related field, or equivalent experience • Strong attention to detail and habit of double-checking work • Solid Excel skills, including building trackers and simple dashboards • Clear written communication • Curiosity and willingness to learn the CFTC/NFA rulebook • Exposure to NFA rules, CFTC recordkeeping, or BSA/AML is a plus • Good judgment about when to ask for help or escalate • CAMS is nice to have or interest in pursuing it • Series 3 is nice to have or willingness to obtain it • Experience with KYC/AML processes, compliance software, or brokerage platforms is nice to have • Must be located within the United States • Open to working flexible hours to support collaboration across time zones, including the U.S., if needed

🏖️ Benefits

• Performance bonus • Medical insurance • Dental insurance • Vision insurance • 401(k) with employer match • Licensing support, including NFA AP registration • Tuition reimbursement • Clear path to grow into broader compliance responsibility • Learn futures compliance from experienced practitioners

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