Compliance Specialist

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🔥 0 minutes ago

🦌 Connecticut, District of Columbia, +4 more states – Remote

🦌 Connecticut – Remote 🏛️ District of Columbia – Remote 🌽 Illinois – Remote 🗽 New York – Remote 🍂 Massachusetts – Remote 🍑 Georgia – Remote

💵 $120k - $140k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

🚔 Compliance

👻 Ghost score 0%

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Vantage

WebsiteLinkedInAll Job Openings

201 - 500 employees

💸 Finance

💳 Fintech

👥 B2C

Finance • Fintech • B2C

Vantage is an international online trading group (branded Vantage Markets) that offers access to financial derivative products and investment services through its international entities. The provided text emphasises that the international website is distinct from the FCA-regulated UK entity (Vantage Global Prime LLP) and warns visitors that using the international site does not provide UK FCA protections (e. g. , negative balance protection, leverage limits, FSCS or FOS recourse). The site requires users to acknowledge jurisdictional and cookie notices and states that regulatory protections depend on the relevant local regulator for the specific international entity.

📋 Description

• Assist the Insurance Compliance team with multiple regulatory compliance functions • Engage in regulatory and compliance projects • Serve as the primary contact for company producer and adjuster licensing • Assist with regulatory reporting for legal entities engaged in admitted and non-admitted insurance business • Assist with timely and accurate submissions of regulatory reports to state and federal agencies • Obtain company adjuster licenses and process license renewals • Analyze continuing education requirements and monitor timely compliance • Maintain centralized, organized, and accessible licensing records • Process producer license applications, including new and renewal applications • Process time-sensitive insurer regulatory appointments for Vantage brokers • Maintain, audit, track, and timely renew regulatory appointments and terminations • Assist in coordinating responses to regulatory complaints and inquiries • Participate in a wide variety of Compliance projects and activities • Collaborate with the Legal, Product, and Compliance team

🎯 Requirements

• Bachelor’s degree or equivalent professional experience preferred • Property and Casualty insurance experience desired • At least 5 years of progressive knowledge and experience in insurance regulatory reporting (both admitted and surplus lines) required • Strong communication and organizational skills • Ability to process and adapt to change in a rapid growth company environment • Curiosity, thrift, and resourcefulness to manage through the unknowns of growing a specialty (re)insurance business

🏖️ Benefits

• Performance-based bonus potential • Strong health & welfare benefits • Retirement plans with company match • Competitive time off plans • Highly flexible work environment

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